What's New on the SEC Website
October 18, 2006

ALJ Decisions & Orders: Administrative Law Judges

• Anthony C. Snell and Charles E. LeCroy, James T. Kelly,
  Administrative Law Judge (Release No. 630, File No. 3-12359)
   

Litigation Releases

• Gari Aldridge et al. (Release No. LR-19877)
   
• Timothy R. Heyman, et al. (Release No. LR-19876)
   

Administrative Proceedings

• Marcos Martinez and James Frace (Release No. 34-54623)
  See also: Order
   
• Dennis A. Martin (Release No. 34-54620)
  See also: Order
   

Press Releases

• SEC Amends Tender Offer Best-Price Rules to Benefit Investors (Release No. 2006-177)
   

Speeches and Statements

• Opening Statement at the Commission Open Meeting by Mara L. Ransom, Special Counsel, Division of Corporation Finance, Washington, D.C. (October 18, 2006)
   
• Opening Statement at the Commission Open Meeting by Chairman Christopher Cox, Washington, D.C. (October 18, 2006)
   
• "A Regulatory View - Broker-Dealer Internal Audit/Compliance Priorities" by Mary Ann Gadziala, Associate Director, Office of Compliance Inspections and Examinations, Fort Lauderdale, Florida (October 17, 2006)
   
• Remarks Before the ALI-ABA Sarbanes-Oxley Institute by Commissioner Annette L. Nazareth, Washington, D.C. (October 12, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• FICC: Notice of Filing of a Proposed Rule Change Relating to Establishing New Reporting Processes to Support the Bilateral Comparison of Pool Details Associated with Specified Pool Trade Activity (Release No. 34-54609, File No. SR-FICC-2006-11)
   
• NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the Brut Directed Cross Order (Release No. 34-54614, File No. SR-NASD-2006-117)
   
• NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Operations of its Recently-Approved "Single Book" Execution System (Release No. 34-54613, File No. SR-NASDAQ-2006-043)