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What's New on the SEC Website
October 17, 2006

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

View Previous Issues

Regulatory Actions

Self-Regulatory Organization (SRO) Rulemaking

Amex: Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules (Release No. 34-54608, File No. SR-Amex-2005-060)
MSRB: Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions (Release No. 34-54612, File No. SR-MSRB-2006-07)
NASD: Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration Procedure (Release No. 34-54607, File No. SR-NASD-2005-094)
NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 ("Definitions of Orders") to clarify that an Immediate or Cancel order must be designated "Regulation NMS-compliant Immediate or Cancel" in order to be so executed, and to modify the definition of an "At the Opening" or "At the Opening Only" order to ensure that it complies with the Securities and Exchange Commission's Regulation NMS (Release No. 34-54611, File No. SR-NYSE-2006-86)
NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pilot to Put into Operation Certain Rule Changes Pending before the Securities and Exchange Commission to Coincide with the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM (Release No. 34-54610, File No. SR-NYSE-2006-84)

Litigation

Litigation Releases

Roanoke Technology Corp., et al. (Release No. LR-19875)
George Carapella and Alan S. Lipstein (Release No. LR-19874)
Gregory Applegate (Release No. LR-19873)
Keith G. Baxter, et al. (Release No. LR-19872)

News & Public Statements

Press Releases

Christopher Conte, Fredric Firestone and Cheryl Scarboro Named Associate Directors of the SEC'S Division of Enforcement (Release No. 2006-176)

Divisions

Corporation Finance - Staff No-Action, Interpretive and Exemptive Letters

Deutsche Investment Management Americas, Inc., Deutsche Asset Management, Inc., and Scudder Distributors Inc.

http://www.sec.gov/news/whatsnew/wn101706.shtml

Modified: 10/18/2006