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What's New on the SEC Website
October 16, 2007
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Broaden the Application of Existing Transaction Fees for VIX Options to Options on All Volatility Indexes Calculated by CBOE (Release No. 34-56660, File No. SR-CBOE-2007-115)
- CHX: Notice of Filing of Proposed Rule Change to Amend the Exchange’s Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders (Release No. 34-56657, File No. SR-CHX-2007-09)
- NASD: Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document (Release No. 34-56661, File No. SR-NASD-2005-100)
- NASD: Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments Nos. 1, 2, 3 and 4 Relating to Fairness Opinions (Release No. 34-56645, File No. SR-NASD-2005-080)
- NYSEArca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits (Release No. 34-56656, File No. SR-NYSEArca-2007-94)
http://www.sec.gov/news/whatsnew/wn101607.shtml
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