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What's New on the SEC Website
October 12, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC (Release No. 34-56658)
- Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp. (Release No. 34-56648)
Litigation Releases
Commission Opinions & Orders
News & Public Statements
Speeches and Public Statements
Regulatory Actions
- Amex: Notice of Filing of Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies (Release No. 34-56636, File No. SR-Amex-2007-108)
- Amex: Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions (Release No. 34-56635, File No. SR-Amex-2007-56)
- Amex: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement (Release No. 34-56629, File No. SR-Amex-2007-87)
- CBOE: Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Allow the Exchange to List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index (Release No. 34-56632, File No. SR-CBOE-2007-82)
- FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect the Closing of the NASD/BSE Trade Reporting Facility (Release No. 34-56644, File No. SR-FINRA-2007-016)
- ISE: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities (Release No. 34-56633, File No. SR-ISE-2007-60)
- NASD: Notice of Filing of Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System (Release No. 34-56639, File No. SR-NASD-2007-035)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges; File No. 34-56642, File No. SR-NYSEArca-2007-100)
- NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities (Release No. 34-56637, File No. SR-NYSEArca-2007-92)
- Phlx: Notice of Filing of a Proposed Rule Change Relating to Structured Equity Products (Release No. 34-56626, File No. SR-Phlx-2007-60)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees (Release No. 34-56622, File No. SR-Phlx-2007-77)
http://www.sec.gov/news/whatsnew/wn101207.shtml
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