What's New on the SEC Website
October 10, 2006

Litigation Releases

• Salvatore Favata (aka Sam Favata) (Release No. LR-19861)
  See also: Complaint in this matter
   

Administrative Proceedings

• Banc One Investment Advisors Corporation and Mark A. Beeson (Release No. 34-54582)
   

Speeches and Public Statements

• Compliance Professionals versus Identity Thieves; Scottsdale, Arizona October 5, 2006 (John H. Walsh)
   
• Remarks before the Coping with Broker-Dealer Regulation Seminar, Practising Law Institute September 13, 2006 (Paul S. Atkins)
   

Press Releases

• SEC Sues Ex-President of California Mortgage Firm for Running $30 Million Ponzi Scheme (Release No. 2006-171)
  See also: Litigation Release 19861
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASD: Order Approving a Proposed Rule Change and Amendment No. 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto to Align NASD Rules with Regulation NMS (Release No. 34-54566, File No. SR-NASD-2006-066)
   
• NYSE: Notice of Filing of Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04 and Section 703.01(A) (Release No. 34-54579, File No. SR-NYSE-2006-30)