What's New on the SEC Website
October 4, 2007

Congressional Testimony

• Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations by Erik Sirri, Director, Division of Market Regulation, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate
   

Press Releases

• SEC Takes Another Bite Out of E-Mail Spam With Three More Trading Suspensions (Press Release No. 2007-212)
   

Speeches and Public Statements

• Adoption of Regulation R Final Rules; Temporary Rule Regarding Principal Trades with Investment Advisory Clients by Chairman Christopher Cox, SEC Open Meeting, Washington, D.C. (September 19, 2007)
   
• Address to the AARP National Convention, "Life at Fifty-Plus" by Chairman Christopher Cox, Boston, Massachusetts (September 6, 2007)
   

Administrative Proceedings

• Consulting Services Group, LLC, and Joe D. Meals (Release Nos. 34-56612, IA-2669)
   
• Harter Financial Inc. (Release No. 34-56609)
   

Commission Opinions & Orders

• Perpetual Securities, Inc. and Youwei P. Xu (Release No. 34-56613)
   

Litigation Releases

• Powell Calder (Release No. LR-20324)
  See also: Complaint
   
• Kevin James Dunn, Jr. (Release No. LR-20323)
  See also: Complaint
   

Trading Suspensions

• Alliance Transcription Services, Inc.; Prime Petroleum Group, Inc.; and T.W. Christian, Inc. (Release No. 34-56610)
  See also: Order in this matter
   

Investment Advisers Act Notices and Orders

• Notice: Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Release No. IA-2668; File No. 803-184)
   
• Notice: IronBridge Capital Management LP; The Hirtle Callaghan Trust (Release No. IA-2667; File No. 803-186)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities (Release No. 34-56598; File No. SR-Amex-2007-48)
  See also: Notice (Release No. 34-56318)
   
• Amex: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol (Release No. 34-56597; File No. SR-Amex-2007-90)
  See also: Notice (Release No. 34-56325)
   
• Amex: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes (Release No. 34-56592; File No. SR-Amex-2007-60)
  See also: Notice (Release No. 34-56223)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges (Release No. 34-56595; File No. SR-NYSEArca-2007-93)
   
• NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Index-Linked Securities (Release No. 34-56593; File No. SR-NYSEArca-2007-96)