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What's New on the SEC Website
October 3, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Release
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Amex: Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI (Release No. 34-54552, File No. SR-Amex-2005-104)
See also: Notice: Rel. No. 34-54145
- Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index (Release No. 34-54553, File No. SR-Amex-2006-91)
- BSE: Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System (Release No. 34-54546, File No. SR-BSE-2006-30)
See also: Notice: Rel. No. 34-54291
- BSE: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan (Release No. 34-54556, File No. SR-BSE-2005-09)
See also: Notice: Rel. No. 34-54374
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include DXL Options on the Hybrid 2.0 Platform (Release No. 34-54533, File No. SR-CBOE-2006-79)
- CHX: Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading Model (Release No. 34-54550, File No. SR-CHX-2006-05)
See also: Notice: Rel. No. 34-54301
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series (Release No. 34-54540, File No. SR-ISE-2006-58)
- ISE: Notice of Filing and Immediately Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders (Release No. 34-54542, File No.
SR-ISE-2006-57)
- NMS: Order Approving NMS Linkage Plan Filed by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. (Release No. 34-54239; File No. 4-524)
See also: Notice: Rel. No. 34-54239
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series (Release No. 34-54541, File No. SR-NYSEArca-2006-66)
- NYSE Arca: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Adoption of Regulation NMS (Release No. 34-54549, File No. SR-NYSEArca-2006-59)
- Phlx: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to NMS Linkage and Phlx’s Covered Sale Fee (Release No. 34-54555, File No. SR-Phlx-2006-60)
http://www.sec.gov/news/whatsnew/wn100306.shtml
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