What's New on the SEC Website
September 29, 2006

Press Releases

• SEC Announces Timetable for Enactment of Final Rules Under Gramm-Leach-Bliley Act (Release No. 2006-169)
  See also: Exemptive Order; Release No. 34-54544
   
• Fee Rate Advisory #3 for Fiscal Year 2007 (Release No. 2006-168)
   

Speeches & Public Statements

• Speech to the SEC Government-Business Forum on Small Business Capital Formation by Chairman Christopher Cox, Washington, D.C. (September 29, 2006)
   
• Remarks before the ABA National Institute on Securities Fraud by Commissioner Annette L. Nazareth, Washington, D.C. (September 28, 2006)
   

Litigation Releases

• Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc. (Release No. LR-19855)
   
• Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC (Release No. LR-19854)
   
• William S. DeLoach, Maria M. Garcia and Rosario F. Licata (Release Nos. LR-19853 and AAER-2490 )
   
• U.S. Gas & Electric, Inc., et al. (Release No. LR-19852)
   

Administrative Proceedings

• Robert K. Malkin and Cantella & Company, Inc. (Release No. 33-8747, 34-54545)
   
• Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn (Release No. 34-54547)
   

ALJ Decisions & Orders: Administrative Law Judges

• Bradley T. Smith (Release No. ID-320)
   

Exemptive Orders

• Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Broker" under Section 3(a)(4) of the Securities Exchange Act of 1934 (Release No. 34-54544, File No. S7-12-01)
   

Self-Regulatory Organization (SRO) Rulemaking

• CBOE: Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Adopt Rules Relating to Regulation NMS (Release No. 34-54526, File No. SR-CBOE-2006-70)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism (Release No. 34-54531, File No. SR-ISE-2006-52)
   
• ISE: Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules to Govern Its Electronic Trading System for Equities (Release No. 34-54528, File No. SR-ISE-2006-48)
  Additional Materials:  Amendment No. 1
   
• NYSE: Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 to Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings (Release No. 34-54530, File No. SR-NYSE-2006-49)
   
• NYSE Arca: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 to Create a New Order Type—Passive Liquidity Orders—for use on NYSE Arca Marketplace (Release No. 34-54511, File No. SR-PCX-2005-53)
   
• OCC: Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures (Release No. 34-54514, File No. SR-OCC-2006-05)