What's New on the SEC Website
September 28, 2007

Administrative Proceedings

• Eugene Plotkin (Release No. 34-56582)
   
• Michael B. Upton (Release No. 34-56580)
   
• MCL Financial Group, Inc., and Gary L. Flater (Release No. 34-56579)
   
• Jamie Olis, CPA (Release Nos. 34-56578, AAER-2738)
   
• Gene S. Foster (Release Nos. 34-56577, AAER-2737)
   
• Robert D. Doty, Jr. (Release Nos. 33-8855, 34-56576, AAER-2736)
   
• Helen C. Sharkey, CPA (Release Nos. 34-56575, AAER-2735)
   
• Walter Cercavschi, CPA (Release Nos. 34-56574, AAER-2734)
   
• Golf Training Systems, Inc., (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX, Corp., and Merry-Go-Round Enterprises, Inc. (Release Nos. 34-56572)
   
• Smith Barney Fund Management LLC (Release Nos. IA-2666, IC-28005)
   
• Salomon Brothers Asset Management Inc. (Release Nos. IA-2665, IC-28004)
   
• Putnam Investment Management, LLC (Release Nos. IA-2664, IC-28003)
   
• AllianceBernstein, L.P. (Release Nos. IA-2663, IC-28002)
   
• CDR Financial Products, Inc., f/k/a Chambers, Dunhill, Rubin & Co. (Release No. 33-8854)
   
• Anchor National Life Insurance Company, n/k/a AIG SunAmerica Life Assurance Company (Release No. 33-8852)
  Note: See also the Order granting waiver
   
• Mark Palazzo and Edward Tackaberry (Release Nos. 34-56550A)
   

Litigation Releases

• Gioacchino De Chirico (Release No. LR-20316)
  See also: Complaint
   
• U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Maceiras, Leonardo Maceiras Jr., and Nildo Verdeja (Release No. LR-20315)
  See also: Complaint
   
• Daniel Joseph McKay
   
• Salvador Chavarria, Glenn D. Leftwich and John A. Nieto
   
• Buca, Inc. (Release No. LR-20312)
   
• Peter Warren and Exo-Brain, Inc. (Release No. LR-20311)
   
• Monty Fu (Release No. LR-20310)
  See also: Complaint
   
• Advance Body Imaging, LP, Consulting Dynamics, Inc., and Stanley Johnson (Release Nos. LR-20309)
  See also: Complaint
   

Press Releases

• SEC Settles Enforcement Actions Against Municipal Bond Offerings Participants for Violations That Put at Risk the Bonds' Tax-Exempt Status (Press Release No. 2007-208)
   
• Fee Rate Advisory #2 for Fiscal Year 2008 (Press Release No. 2007-207)
   

Investment Company Act Notices and Orders

• Notice: Financial Investors Variable Insurance Trust, et al. (Order: Release No. IC-27999; File No. 812-13359)
   
• Notice: Trust for Professional Managers, et al. (Order: Release No. IC-27995; File No. 812-13408)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program (Release No. 34-56567, File No. SR-Amex-2007-96)
   
• Amex: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56555, File Nos. SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65)
   
• BSE: Order Granting Approval to a Proposed Rule Change to Extend and Expand the Pilot Program to Quote Certain Options in Pennies (Release No. 34-56566, File No. SR-BSE-2007-40)
   
• BSE: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56555, File Nos. SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65)
   
• CBOE: Order Granting Approval to a Proposed Rule Change Regarding the Extension and Expansion of the Penny Pilot Program (Release No. 34-56565, File No. SR-CBOE-2007-98)
   
• CBOE: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56555, File Nos. SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65)
   
• CBOE: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Codify the Hybrid Price Check Parameter (Release No. 34-56532, File No. SR-CBOE-2007-104)
   
• CHX: Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Confirm that an Exchange Director Cannot Participate in the Determination of any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange, if the Director Is a Director, Officer, or Employee of the Issuer (Release No. 34-56573, File No. SR-CHX-2007-16)
   
• DTC: Notice of Filing of Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities (Release No. 34-56552, File No. SR-DTC-2007-10)
   
• DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Procedures with Respect to Processing of Certain Voluntary Events in its Reorganization Service and Clarifying Legal Considerations Set Forth in its Procedures Relating to Usage of Information Obtained by Participants (Release No. 34-56538, File No. SR-DTC-2007-09)
   
• ISE: Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Penny Pilot Program (Release No. 34-56564, File No. SR-ISE-2007-74)
   
• ISE: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56555, File Nos. SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65)
   
• NASD: Order Approving Proposed Rule Change as modified by Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation (Release No. 34-56540, File No. SR-NASD-2006-109)
   
• NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months (Release No. 34-56556, File No. SR-NYSE-2007-86)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) (Dealings with Specialists) (Release No. 34-56554, File No. SR-NYSE-2007-84)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) (Release No. 34-56551, File No. SR-NYSE-2007-82
  See also: Appendix A )
   
• NYSE Arca: Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program (Release No. 34-56568, File No. SR-NYSEArca-2007-88)
   
• NYSE Arca: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade (Release No. 34-56555, File Nos. SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7.34 and 7.35 (Release No. 34-56545, File No. SR-NYSEArca-2007-95)
   
• Phlx: Order Granting Approval to a Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program to Quote Certain Option Series in Increments of $0.01 (Release No. 34-56563, File No. SR-Phlx-2007-62)
   
• Phlx: Notice of Filing of Proposed Rule Change Relating to Short Interest Reporting (Release No. 34-56541, File No. SR-Phlx-2007-63)
   

Division of Enforcement

Investors Claims Funds

• Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company (November 28, 2007)