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What's New on the SEC Website
September 27, 2007
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Bruce D. Kay, CPA (Release Nos. 34-56562, AAER-2733)
- Robert J. Gagalis, CPA (Release Nos. 34-56561, AAER-2732)
- Hor Chong (David) Boey, CPA (Release Nos. 34-56560, AAER-2731)
- Immucor, Inc. and Gioacchino De Chirico (Release No. 34-56558)
- Tidewater Inc., and James Keith Lousteau, CPA (Release Nos. 34-56557, AAER-2730)
- Lawrence A. Campbell (Release No. 33-8851A, 34-56553A)
- Mark Palazzo and Edward Tackaberry (Release Nos. 34-56550A)
- Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty (Release Nos. 34-56549)
- Diatect International Corporation (Release No. 34-56548)
See also: Order in this matter
- Robert C. Dean (Release Nos. 33-8850, AAER-2729)
- Intervoice (Release Nos. 33-8849, 34-56547)
- Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., Yarc Systems Corp. (Release No. 34-56546)
- Steven Andrew Roberts (Release Nos. 33-8848, 34-56544, IA-2662, IC-27997)
- D.M. Keck & Company, Inc. d/b/a Discount Munibrokers, Donald Michael Keck and Patricia Ann Seelaus (Release No. 34-56543)
- Regional Brokers, Inc. and Patrick Lubin (Release No. 34-56542)
Litigation Releases
- Charles P. Trigilio (Release No. LR-20308)
- Mohamad Zein and Provident Capital Investments Inc. (Release No. LR-20307)
- Gregg Ashley Smith and Elliot Joel Smith (Release No. LR-20306)
- Morris Gad and Nathan Rosenblatt (Release No. LR-20305)
See also: Complaint
- Federal Home Loan Mortgage Corporation, et al. (Release Nos. LR-20304, AAER-2728)
See also: Complaint
- Marlin S. Hershey (Release No. LR-20303)
See also: Complaint
- Phillip W. Offill, Jr., David B. Stocker, Shane A. Mullholand, Ryan M. Reynolds, Timothy T. Page, Steven P. Fischer, Curtis-Case, Inc., RSMR Capital Group, Inc., Dissemination Services, L.L.C., Page Properties, L.P., ATN Enterprises, L.L.C., Timothy B. Barham, Ballad Enterprises, Inc., and Bellatalia, L.P. (Release No. LR-20302)
See also: Complaint
- ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris (Release No. LR-20301)
See also: Complaint
News & Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn092707.shtml
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