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What's New on the SEC Website
September 27, 2006
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Regulatory Actions
Final Rule Releases
Self-Regulatory Organization (SRO) Rulemaking
- Amex: Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders (Release No. 34-54509, File No. SR-Amex-2006-70)
- BSE: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility (Release No. 34-54507, File No. SR-BSE-2006-36)
- BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange (Release No. 34-54505, File No. SR-BSE-2006-40)
- CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm from Earning Credits When its Exchange Bill Is More Than 30 Days Past Due (Release No. 34-54522, File No. SR-CHX-2006-26)
- DTC: Notice of Filing of Proposed Rule Change to Allow the Inventory Management System to Accept Real-Time and Late Affirmed Trades from Omgeo (Release No. 34-54521, File No. File No. SR-DTC-2006-11)
- ISE: Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance to Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering (Release No. 34-54508, File No. SR-ISE-2006-44)
- NMS Plans: Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures under Rule 605 of Regulation NMS (Release No. 34-54510, File No. 4-518)
- NYSE: Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE HYBRID MARKETSM (Release No. 34-54520, File No. SR-NYSE-2006-65)
- NYSE Arca: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options (Release No. 34-54493, File No. SR-NYSEArca-2006-46)
News & Public Statements
Speeches & Public Statements
Press Releases
Litigation
Litigation Releases
Administrative Proceedings
- Lantronix, Inc. (Release Nos. 33-8745, 34-54525, AAER-2485)
- Vestin Mortgage, Inc., Vestin Capital, Inc. and Michael V. Shustek (Release Nos. 33-8744, 34-54524)
- China Continental, Inc. and Xcelera, Inc., and Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc. (Release No. 34-54523)
See also: Order (China Continental, Inc. and Xcelera, Inc.)
See also: Order (Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.)
- Conrad P. Seghers (Release No. IA-2555)
See also: Order
- Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp. (Release No. 34-54518)
See also: Order
Trading Suspensions
http://www.sec.gov/news/whatsnew/wn092706.shtml
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