What's New on the SEC Website
September 25, 2006

Division of Market Regulation — No-Action Letter

• Wachovia Securities (August 15, 2006; Request for Exemption from Rule 10b-10(a) for Wachovia Securities)
   

Administrative Proceedings

• Richard P. Poirier, Jr. (Release Nos. 33-8741, 34-54492)
   

Litigation Releases

• Conrad P. Seghers and James R. Dickey (Release No. LR-19844)
   

Press Releases

• Commission Announces Interactive Data Roundtable on New Software to Make Better Information a Reality (Release No. 2006-160)
   
• U.S. Securities and Exchange Commission Chairman Cox Appoints Mike Halloran Deputy Chief of Staff and Counselor to the Chairman (Release No. 2006-159)
   
• SEC to Rebuild Public Disclosure System to Make It 'Interactive' (Release No. 2006-158)
   

Speeches & Public Statements

• Keynote Address Before IA Week's 6th Annual Fall Compliance Conference by Andrew J. Donohue, Director, Division of Investment Management, New York, N.Y. (September 25, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• NASD: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications Concerning Investment Analysis Tools (Release No. 34-54496; File No. SR-NASD-2006-105)
   
• Amex: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment to the Payment for Order Flow Plan to Include Supplemental Registered Options Traders (Release No. 34-54486; File No. SR-Amex-2006-79)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending the Summary of Index Option and FXI Options Charges and the $60,000 “Firm Related” Equity Option and Index Option Cap (Release No. 34-54485; File No. SR-Phlx-2006-56)
   
• NSCC: Notice of Filing of Proposed Rule Change to Allow Cash, Next Day, and Seller's Option Equity Trades to be Processed in the Continuous Net Settlement System and to Modify the Clearing Fund Formula to Mitigate the Risk Associated with the Shorter Settlement Cycle of Cash and Next Day Settling Trades (Release No. 34-54482; File No. SR-NSCC-2006-09)
   
• NYSE: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, As Amended, Relating to Exchange to Exchange Billing Under the Linkage Plan (Release No. 34-54480; File No. SR-NYSE-2006-72)
   
• SCCP: Notice of Filing of a Proposed Rule Change Relating to the Definition of a Margin Member (Release No. 34-54488; File No. SR-SCCP-2006-02)