What's New on the SEC Website
September 22, 2006

Small Businesses

• Agenda for Government-Business Forum on Small Business Capital Formation (September 29, 2006)
   

Administrative Proceedings

• Dunham & Associates Holdings, Inc., Dunham & Associates Investment Counsel, Inc., Dunham Trust Company, Jeffrey A. Dunham, Dunham & Associates Securities, Inc., and Asset Managers, Inc. (Release Nos. 33-8740, 34-54489, IA-2552, IC-27495)
   
• James Nathan Grimes (Release No. 34-54484)
   
• Dennis B. Watts (Release No. 34-54483)
   
• Vincent Montagna (Release No. IA-2551)
   

ALJ Decisions & Orders

• Jeffrey L. Gibson, Carol Fox Foelak, Administrative Law Judge
   

Commission Opinions & Orders

• David C. Ho (Release No. 34-54481)
   

Litigation Releases

• Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes (Release No. LR-19843)
   

Press Releases

• SEC Announces Roundtable Panelists for Forum on Small Business Capital Formation (Release No. 2006-157)
   

Speeches & Public Statements

• Gramm-Leach-Bliley Seven Years Later by Chairman Christopher Cox, Financial Services Roundtable 2006 Fall Conference Leadership Lunch, Washington, D.C. (September 21, 2006)
   

Self-Regulatory Organization (SRO) Rulemaking

• NASD: Notice of Filing of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with the National Stock Exchange (Release No. 34-54479; File No. SR-NASD-2006-108)
  See also: Exhibit 5: Limited Liability Company Agreement of NASD/NSX Trade Reporting Facility LLC
   
• NASDAQ: Order Granting Approval of Proposed Rule Change to Eliminate Registration of Foreign Associates under Nasdaq Membership Rules (Release No. 34-54478; File No. SR-NASDAQ-2006-016)