What's New on the SEC Website
April 11, 2008

Division of Investment Management Staff No-Action and Interpretive Letters

• Janus Aspen Series (April 10, 2008)
   

Litigation Releases

Complaints

• Complaint in the matter of Michael T. Uberuaga, et al.
   

Administrative Proceedings

• Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J. Conlin, Greg D. Winston, Kevin D. Clark, Kenneth J. Della, and Hugh F. Denison (Release No. 34-57651)
   

SEC Final Rules

• Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks (Technical Corrections) (Release No. 34-56501A)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts (Release No. 34-57644, File No. SR-Amex-2008-32)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.20A to Permit Sponsored Users Access to the CBOE Stock Exchange Facility (Release No. 34-57646, File No. SR-CBOE-2008-37)
   
• DTC: Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities (Release No. 34-57647, File No. SR-DTC-2007-10)
   
• ISE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes (Release No. 34-57643, File No. SR-ISE-2008-31)