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What's New on the SEC Website
May 14, 2014

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Initial Decisions

ALJ Orders


Trading Suspensions

Regulatory Actions

Investment Company Act Notices and Orders

  • UBS AG, et al. (Release No. IC-31042; File No. 813-336; May 13, 2014)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

Modified: 05/15/2014