What's New on the SEC Website
January 14, 2014
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
ALJ Initial Decisions
- John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, George R. Jarkesy, Jr., John Thomas Financial, Inc., and Anastasios "Tommy" Belesis (Release No. AP-1170; File No. 3-15255)
- Chariot Advisors, LLC, and Elliott L. Shifman (Release No. AP-1169; File No. 3-15433; January 14, 2014)
- China Dongfang Healthcare Group, Inc., et al. (Release No. AP-1168; File No. 3-15655; January 14, 2014)
Investment Company Act Notices and Orders