What's New on the SEC Website
February 26, 2013

Administrative Proceedings

• J. Kenneth Alderman, CPA, et al. (Release No. AP-751; File No. 3-15127; February 20, 2013)
   
• Edward Tackaberry (Release No. 34-68990; File No. 3-15219)
   
• Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., (Release No. 34-68989; File No. 3-15218)
   
• Aladdin Capital Management LLC and Aladdin Capital LLC and Joseph A. Schlim (Release No. 34-68988; File Nos. 3-15134, 3-15135)
   
• My Complete Care, Inc., New Midwest Co., LLC, NRG, Inc., Nugent Aerospace, Inc., Otter Tail Ag Enterprises, LLC, Raines Lenders LP, and Sadhana Equity Investment, Inc. (Release No. 34-68986; File No. 3-15217)

Litigation Releases

• New Stream Capital, LLC, New Stream Capital (Cayman), Ltd., David A. Bryson, Bart C. Gutekunst, Richard Pereira, and Tara Bryson, et al. (Release No. LR-22625)
   
• Fernando J. Espuelas et al. (Release No. LR-22624)

Press Releases

• SEC Charges Connecticut-Based Hedge Fund Managers with Fraud (Release No. 2013-28)
   
• SEC to Host Credit Ratings Roundtable (Release No. 2013-27)

Investment Company Act Deregistration Notices and Orders

• Notice of Applications for Deregistration (Release No. IC-30403; February 22, 2013)

Investment Company Act Notices and Orders

• AXA Equitable Life Insurance Co. (Release No. IC-30405; File No. 812-14036)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BYX: Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That Substantially All Orders Submitted to The Retail Price Improvement Program Will Qualify As Retail Orders (Release No. 34-68975; File No. SR-BYX-2013-008; February 25, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68980; File No. SR-C2-2013-009; February 25, 2013); see also Exhibit 5
   
• DTC: Notice of Filing Amendment No. 2 and Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments (Release No. 34-68983; File No. SR-DTC-2012-10; February 25, 2013)
   
• DTC: Notice of Filing Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments ("Release No. 34-68982; File No. SR-DTC-2012-810; February 25, 2013")
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Rules in Accordance with the Regulation NMS Plan to Address Extraordinary Market Volatility (Release No. 34-68985; File No. SR-FINRA-2013-016; February 25, 2013); see also Exhibit 5
   
• MSRB: Notice of Filing of a Proposed Rule Change Relating to Amendments to MSRB Rule G-39, on Telemarketing (Release No. 34-68987; File No. SR-MSRB-2013-02)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Routing Fees To C2 (Release No. 34-68976; File No. SR-NASDAQ-2013-029; February 25, 2013); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Routing Fees to C2 (Release No. 34-68984; File No. SR-Phlx-2013-17; February 25, 2013); see also Exhibit 5