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What's New on the SEC Website
February 21, 2013
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
About the SEC
Office of Compliance Inspections and Examinations
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
News and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Enhanced Margin Methodology (Release No. 34-68955; File No. SR-ICEEU-2012-11; February 20, 2013)
- ISE: Order Approving a Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism from One Second to 500 Milliseconds (Release No. 34-68849; File No. SR-ISE-2012-100; February 6, 2013)
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise Market Maker Obligations Regarding the Opening Process on the Exchange (Release No. 34-68954; File No. SR-MIAX-2013-04; February 20, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Restore Certain Requirements that Were Inadvertently Deleted from Rule 5815 Relating to a Staff Delisting Determination, Public Reprimand Letter, or Written Denial of a Listing Application ("Release no. 34-68850 ; File No. SR-NASDAQ-2013-017 ; February 6, 2013")
- NMS: Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. (Release No. 34-68953 ; File No. 4-631; February 20, 2013)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service is Fully restored or Friday, March 29, 2013 (Release No. 34-68958; File No. SR-NYSE-2013-14; February 20, 2013)
- NYSE Arca: Notice of Filing of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of The Exchange (Release No. 34-68959; File No. SR-NYSEArca-2013-17; February 20, 2013); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (Release No. 34-68848; File No. SR-NYSEArca-2013-09; February 6, 2013); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 - Equities and 36.21 - Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service is Fully Restored or Friday, March 29, 2013 (Release No. 34-68957; File No. SR-NYSEMKT-2013-14; February 20, 2013)
- Phlx: Notice of Filing of Proposed Rule Change to Enhance the Functionality Offered on its Options Floor Broker Management System ("FBMS") by, Among Other Things, Automating Functions Currently Performed by Floor Brokers (Release No. 34-68960; File No. SR-Phlx-2013-09; February 20, 2013); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2013/wn022113.shtml
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