What's New on the SEC Website
February 19, 2013

Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters

• No Action Letter: The NASDAQ Stock Market LLC (February 13, 2013)

Administrative Proceedings

• Oxford Investment Partners, LLC and Walter J. Clarke (Release Nos. IA-3554, IC-30385; File No. 3-14899; February 15, 2013)
   
• Oxford Investment Partners, LLC and Walter J. Clarke (Release Nos. IA-3553, IC-30384; File No. 3-14899; February 15, 2013)
   
• Virginia K. Sourlis, Esq. (Release No. 34-68952; File No. 3-15212)
   
• Michael Lowther, CPA (Release Nos. 34-68949, AAER-3445; File No. 3-12938)
   
• Eco Global Corpration, Execute Sports, Inc., FacePrint Global Solutions, Inc., (Release No. 34-68947; File No. 3-15176)
   
• AlphaTrade.com (Release No. 34-68946; File No. 3-15180)

Litigation Releases

• One or More Unknown Traders in the Securities of H.J. Heinz Company (Release No. LR-22620)

Trading Suspensions

• VitaminSpice Inc. ("Release No. 34-68948; February 19, 2013")
  See also Order

Speeches and Public Statements

• Harnessing Tomorrow’s Technology for Today’s Investors and Markets, by Chairman Elisse Walter, before the American University School of Law

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule (Release No. 34-68941; File No. SR-CBOE-2013-022; February 15, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 4 of Schedule A to the FINRA By-Laws to Adopt a Waiver Process for the Continuing Membership Application Fee and Amend NASD Rules 1013 and 1017 to Provide for a Refund of the Application Fee for the Withdrawal of a New Member or Continuing Membership Application (Release No. 34-68942; File No. SR-FINRA-2013-015; February 15, 2013); see also Exhibit 5
   
• ICC: Order Approving Proposed Rule Change to Add Rules Related to the Clearing of European Corporate Single-Name CDS (Release No. 34-68939; File No. SR-ICC-2012-24; February 15, 2013)
   
• ICC: Order Approving Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS (Release No. 34-68938; File No. SR-ICC-2012-23; February 15, 2013)
   
• NYSE: Notice of Filing of Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and to Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform (Release No. 34-68936; File No. SR-NYSE-2013-07; February 15, 2013); see also Exhibit 5 and Exhibit 2