What's New on the SEC Website
February 15, 2013

Press Releases

• SEC Freezes Assets in Swiss-Based Account Used in Suspected Insider Trading Ahead of Heinz Acquisition (Press Release No. 2013-24; February 15, 2013)
   
• SEC Charges N.Y.-Based Brokerage Firm with Defrauding Investors in a Clean Energy Company to Earn Lucrative Commissions (Press Release No. 2013-23; February 15, 2013)
   
• Director of International Affairs Ethiopis Tafara to Leave SEC (Press Release No. 2013-22; February 15, 2013)

Speeches and Public Statements

• Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s Proposed 2013 Budget and Accounting Support Fee, by Commissioner Daniel M. Gallagher, on February 13, 2013

Administrative Proceedings

• Guy W. Gane, Jr. (Release No. 34-68940; File No. 3-15210; February 15, 2013)
   
• Gregg C. Lorenzo, Francis V. Lorenzo, and Charles Vista, LLC (Release Nos. 33-9385, 34-68943; File No. 3-15211; February 15, 2013)

Litigation Releases

• Sean David Morton, Vajra Productions, LLC, 27 Investments, LLC, and Magic Eight Ball Distributing, Inc., defendants, and Melissa Morton and Prophecy Research Institute, relief defendants (Release No. LR-22619; February 15, 2013)
   
• Delsa U. Thomas, et al. (Release No. LR-22618; February 15, 2012)

• Fiscal Year 2012 Summary of Performance and Financial Information
   
• FY 2011 Service Contract Inventory Analysis (December 13, 2012)
   
• FY 2012 Service Contract Inventory - Planned Analysis of FY 2012 Inventory (February 13, 2013)
   
• Service Contract Inventory - Appendix C: Standard Inventory Summary, FY 2012 (February 13, 2013)
   
• Service Contract Inventory - Appendix B: SEC Inventory Detail, FY 2012 (February 13, 2013)

Investment Company Act Notices and Orders

• UBS AG, et al. (Release No. IC-30383; File No. 812-14105; February 15, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months (Release No. 34-68933; File No. SR-CBOE-2013-020; February 14, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule ("Release No. 34-68932; File No. SR-CBOE-2013-021; February 14, 2013"); see also Exhibit 5
   
• CME: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology (Release No. 34-68929; File No. SR-CME-2012-34; February 14, 2013)
   
• ICC: Notice of Filing of Proposed Rule Change to Update Chapter 26 and Remove Schedule 502 of the ICE Clear Credit Rules (Release No. 34-68928; File No. SR-ICC-2013-01; February 14, 2013)
   
• NASDAQ: Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Establish the Retail Price Improvement Program on a Pilot Basis until 12 Months from the Date of Implementation (Release No. 34-68937; File No. SR-NASDAQ-2012-129; February 15, 2013)
   
• NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, to Establish the Market Quality Program (Release No. 34-68925; File No. SR-NASDAQ-2012-137; February 14, 2013)
   
• NYSE Arca: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600 ("Release No. 34-68930; File No. SR-NYSEARCA-2013-14; February 14, 2013")
   
• NYSE Arca: Notice of Filing of Proposed Rule Change Amending Rule 6.87 In Part and Adding a New Section To Address Errors that Involve Complex Orders (Release No. 34-68927; File No. SR-NYSEArca-2013-15; February 14, 2013); see also Exhibit 5
   
• NYSEMKT: Notice of Filing of Proposed Rule Change Amending Rule 975NY In Part and Adding a New Section to Address Errors That Involve Complex Orders (Release No. 34-68926; File No. SR-NYSEMKT-2013-12; February 14, 2013); see also Exhibit 5
   
• OCC: Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 thereto, to Enter into an Unsecured, Committed Credit Agreement (Release No. 34-68935; File No. SR-OCC-2012-801; February 14, 2013)