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What's New on the SEC Website
February 13, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
News and Public Statements
Press Releases
Speeches and Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 8, Rule 13, which, Among Other Things, Prohibits Deceptive and Other Abusive Telemarketing Acts or Practices, to Correct a Citation Error (Release No. 34-68908; File No. SR-CHX-2013-05; February 12, 2013)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-68906; File No. SR-ISE-2013-13; February 12, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Measure Used to Determine Whether the Price of a Stock is Equal To or Greater Than One Dollar Under Rule 4120(a)(11) (Release No. 34-68913; File No. SR-NASDAQ-2013-024; February 12, 2013)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Add Liquidity in Penny Pilot Options (Release No. 34-68911; File No. SR-NASDAQ-2013-025; February 12, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7014 and 7018 (Release No. 34-68905; File No. SR-NASDAQ-2013-023; February 12, 2013); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution (Release No. 34-68909; File No. SR-BX-2013-011; February 12, 2013)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the requirements of the Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS (Release No. 34-68912; File No. SR-NYSEArca-2013-13; February 12, 2013); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund (Release No. 34-68910; File No. SR-NYSEArca-2013-16; February 12, 2013)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for certain NMS Stocks (Release No. 34-68915; File No. SR-Phlx-2013-14; February 13, 2013)
- Phlx: Notice of Filing of Proposed Rule Change Regarding Catastrophic Errors (Release No. 34-68907; File No. SR-Phlx-2013-05; February 12, 2013)
http://www.sec.gov/news/whatsnew/2013/wn021313.shtml
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