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What's New on the SEC Website
February 11, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- China Voice Holding Corp., et al. (Release No. 34-68893; File No. 3-15076)
- IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc. (Release No. 34-68892; File No. 3-15174)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility (Release No. 34-68885; File No. SR-BYX-2013-006; February 8, 2013); see also Exhibit 5
- CBOE: Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product (Release No. 34-68888; File No. SR-CBOE-2012-120; February 8, 2013)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68887; File No. SR-CBOE-2013-017; February 8, 2013); see also Exhibit 5
- CBOE: Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security (Release No. 34-68873; File No. SR-CBOE-2013-016; February 8, 2013); see also Exhibit 5
- FINRA: Order Approving a Proposed Rule Change to Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) (Release No. 34-68874; File No. SR-FINRA-2012-010; February 8, 2013)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program (Release No. 34-68886; File No. SR-ISE-2013-10; February 8, 2013); see also Exhibit 5
- MSRB: Notice of Filing of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 (Release No. 34-68872; File No. SR-MSRB-2013-01; February 8, 2013); see also Exhibit 2, Exhibit 3, and Exhibit 5
- NASDAQ OMX BX: Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program to Receive Inbound Equities Orders from PSX through NES (Release No. 34-68890; File No. SR-BX-2013-013; February 8, 2013)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C to Establish Rules to Comply with the Requirements of the Plan to Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS (Release No. 34-68876; File No. SR-NYSE-2013-09; February 8, 2013); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C -Equities to Establish Rules to Comply with the Requirements of the Plan to Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS (Release No. 34-68875; File No. SR-NYSEMKT-2013-05; February 8, 2013); see also Exhibit 5
- Phlx: Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit PSX to Accept Inbound Orders Routed by Nasdaq Execution Services LLC from the BX Equities Market (Release No. 34-68889; File No. SR-Phlx-2013-15; February 8, 2013)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees in Section II of the Pricing Schedule (Release No. 34-68880; File No. SR-Phlx-2013-10; February 8, 2013); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2013/wn021113.shtml
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