What's New on the SEC Website
February 7, 2013

Administrative Proceedings

• James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin (Release No. IA-3551; File No. 3-15153)
   
• Gary J. Martel (Release Nos. 34-68866, IA-3552; File No. 15162)
   
• Law Enforcement Associates Corp., et al. (Release No. 34-68859; File No. 3-15186)
   
• Law Enforcement Associates Corp., et al. (Release No. 34-68858; File No. 3-15186)
   
• Imreg, Inc., et al. (Release No. 34-68857; File No. 3-15173)
   
• HI DEF Enterprises, Inc., et al. (Release No. 34-68856; File No. 3-15166)

Litigation Releases

• Michael W. Perry et al. (Release No. LR-22614)

Exemptive Orders

• Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of Security to Encompass Security-Based Swaps, and Request for Comment (Release No. 34-68864; File No. S7-27-11)

Investment Company Act Notices and Orders

• J.P. Morgan Securities LLC, et al. (Release No. IC-30380; File No. 812-14094; February 6, 2013)
   
• Exchange Traded Spreads Trust, et al. (Release No. IC-30378; File No. 812-13486; February 5, 2013)

Other Commission Orders, Notices, and Information

• Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940 (Release No. IA-3547; February 6, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility (Release No. 34-68851; File No. SR-BATS-2013-009; February 6, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book (Release No. 34-68843; File No. SR-C2-2013-003; February 6, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program (Release No. 34-68854; File No. SR-CBOE-2013-010; February 6, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book (Release No. 34-68844; File No. SR-CBOE-2013-007; February 6, 2013)
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 2, which Provides for, Among Other Things, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014 (Release No. 34-68853; File No. SR-CHX-2013-03; February 6, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program (Release No. 34-68855; File No. SR-FINRA-2013-010; February 6, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the "Late Report-T+N" Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility (Release No. 34-68846; File No. SR-FINRA-2013-009; February 6, 2013)
   
• FINRA: Notice of Filing of Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution (Release No. 34-68842; File No. SR-FINRA-2013-013; February 6, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the Purpose of Amending Rule 7014(g) (Release No. 34-68847; File No. SR-NASDAQ-2013-016; February 6, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Limit Locator Service Offered at No Cost to Subscribing Members (Release No. 34-68841; File No. SR-NASDAQ-2013-020; February 6, 2013)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Routing Functionality to the NASDAQ System (Release No. 34-68839; File No. SR-NASDAQ-2013-014; February 6, 2013)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Routing Functionality to the NASDAQ OMX BX Equities Market (Release No. 34-68840; File No. SR-BX-2013-008; February 6, 2013)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.20B to Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility (Release No. 34-68852; File No. SR-NSX-2013-05; February 6, 2013); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Routing Functionality of the NASDAQ OMX PSX Market (Release No. 34-68838; File No. SR-Phlx-2013-08; February 6, 2013)