What's New on the SEC Website
February 6, 2013

• optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman (Release No. AP-748; File Nos. 3-14848)
   
• BDO China Dahua CPA Co., Ltd., et al. (Release No. AP-747; File Nos. 3-14872, 3-15116; February 5, 2013)
   
• David F. Bandimere and John O. Young (Release No. AP-746; File No. 3-15124; February 5, 2013)
   
• optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman; Ox Trading, LLC, optionsXpress, Inc., and Thomas E. Stern (Release No. AP-748; File Nos. 3-14848, 3-14853; January 16, 2013)

• Select SEC and Market Data, Fiscal 2012

• SEC FOIA Quarterly Report Q1 2013

Administrative Proceedings

• Jorge Gomez (Release No. IA-3550; File No. 3-15205)
   
• Arturo Allan Rodriguez Lopez a/k/a Arturo Rodriguez (Release No. IA-3549; File No. 3-15204)
   
• Howard B. Berger (Release No. IA-3548; File No. 3-15203)
   
• Advanced ID Corp., et al. (Release No. 34-68837; File No. 3-15202)
   
• Advance Nanotech, Inc., et al. (Release No. 34-68836; File No. 3-15201)

Litigation Releases

• Harrold (Release No. LR-22613)
   
• James Balchan (Release No. LR-22612)
   
• Garfield Taylor, Inc., et al. (Release No. LR-22611; February 5, 2013)

Trading Suspensions

• Advance Nanotech, Inc., et al. (Release No. 34-68835)
  See also Order

Commission Open Meetings

• Sunshine Act Notice - Open Meeting, February 13, 2013

Speeches and Public Statements

• Introductory Remarks at the SEC's Roundtable on Decimalization, by James R. Burns, Deputy Director, Division of Trading and Markets (February 5, 2013)

Investment Company Act Notices and Orders

• First Trust Exchange-Traded Fund, et al. (Release No. IC-30377; File No. 812-13895; February 5, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed ("HSVF"), Available To All Market Participants (Release No. 34-68833; File No. SR-BOX-2013-04; February 5, 2013); see also Exhibit 5
   
• DTC: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments (Release No. 34-68834; File No. SR-DTC-2012-10; February 5, 2013)
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-68830; File No. SR-EDGA-2013-03; February 5, 2013); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-68831; File No. SR-EDGX-2013-03; February 5, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) (Release No. 34-68832; File No. SR-FINRA-2012-050; February 5, 2013)
   
• NSCC: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures (Release No. 34-68829; File No. SR-NSCC-2012-10; February 5, 2013)