What's New on the SEC Website
February 1, 2013

Speeches and Public Statements

• Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies

Webcasts

• Advisory Committee on Small and Emerging Companies Meeting, February 1, 2013
   
• Agenda and Panelists for Roundtable on Decimalization, February 5, 2013

Decimalization

Administrative Proceedings

• Encore Clean Energy, Inc., et al. (Release No. 34-68811; File No. 3-15110)
   
• Mitchell Segal, Esq. (Release No. 34-68810; File No. 3-14945)

• J. Kenneth Alderman, CPA, et al. (Release No. AP-744; File No. 3-15127)
   
• J. Kenneth Alderman, CPA, et al. (Release No. AP-743; File No. 3-15127)

Investment Company Act Notices and Orders

• WINCO Investment Partnership 2008 L.P. and Winstead PC (Release No. IC-30374; File No. 813-374; January 31, 2013)
   
• AXA Equitable Life Insurance Company, et al. (Release No. IC-30373; File No. 812-14036; January 31, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" (Release No. 34-68797; File No. SR-BATS-2013-008; January 31, 2013); see also Exhibit 5
   
• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules Related to Price Sliding Functionality (Release No. 34-68791; File No. SR-BATS-2013-007; January 31, 2013); see also Exhibit 5
   
• BATS: Notice of Filing of Proposed Rule Change to Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests (Release No. 34-68789; File No. SR-BATS-2013-005; January 31, 2013); see also Exhibit 5
   
• BATS: Order Approving Proposed Rule Change to Modify BATS Rule 11.23 relating to Auctions of Exchange-Listed Securities (Release No. 34-68788; File No. SR-BATS-2012-046; January 31, 2013)
   
• BATS: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility (Release No. 34-68780; File No. SR-BATS-2013-010; January 31, 2013)
   
• BOX: Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions (Release No. 34-68781; File No. SR-BOX-2013-03; January 31, 2013)
   
• BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" (Release No. 34-68798; File No. SR-BYX-2013-005; January 31, 2013); see also Exhibit 5
   
• BYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility (Release No. 34-68795; File No. SR-BYX-2013-007; January 31, 2013)
   
• BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BYX Rules Related to Price Sliding Functionality (Release No. 34-68790; File No. SR-BYX-2013-003; January 31, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68792; File No. SR-C2-2013-004; January 31, 2013); see also Exhibit 5
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of a Rule Change to CHX Article 20, Rule 2, Which Provides, Among Other Things, Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility From the Date of February 4, 2013 Until April 8, 2013 (Release No. 34-68777; File No. SR-CHX-2013-02; January 31, 2013)
   
• EDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility (Release No. 34-68806; File No. SR-EDGA-2013-05; February 1, 2013)
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 (Release No. 34-68783; File No. SR-EDGA-2013-02; January 31, 2013); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility (Release No. 34-68805; File No. SR-EDGX-2013-05; February 1, 2013)
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9 (Release No. 34-68782; File No. SR-EDGX-2013-02; January 31, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Operative Date of FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks) (Release No. 34-68778; File No. SR-FINRA-2013-011; January 31, 2013)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities (Release No. 34-68775; File No. SR-FINRA-2013-008; January 31, 2013)
   
• ISE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program (Release No. 34-68794; File No. SR-ISE-2013-09; January 31, 2013)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delay the operative date of a rule change to NASDAQ Rule 4121 (Release No. 34-68786; File No. SR-NASDAQ-2013-021; January 31, 2013)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility (Release No. 34-68779; File No. SR-NSX-2013-04; January 31, 2013)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Rule 128 in Connection with the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act (Release No. 34-68804; File No. SR-NYSE-2013-11; February 1, 2013); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to NYSE Rule 80B, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 (Release No. 34-68784; File No. SR-NYSE-2013-10; January 31, 2013)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 (Release No. 34-68785; File No. SR-NYSEArca-2013-06; January 31, 2013)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits (Release No. 34-68776; File No. SR-NYSEArca-2013-05; January 31, 2013); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 128 - Equities, which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to Rule 128-Equities in Connection with the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act (Release No. 34-68801; File No. SR-NYSEMKT-2013-11; February 1, 2013); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 80B - Equities, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 (Release No. 34-68787; File No. SR-NYSEMKT-2013-08; January 31, 2013)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Clarification to the Exchange's Pricing Schedule to Clarify When an Order is Adding or Removing Liquidity (Release No. 34-68793; File No. SR-Phlx-2013-06; January 31, 2013); see also Exhibit 5