What's New on the SEC Website
January 31, 2013

• Lisa B. Premo (Release Nos. IA-3541, IC-30372; File No. 3-14697; January 30, 2013)
   
• Stanley C. Brooks and Brookstreet Securities Corp. (Release Nos. 34-68773, IA-3542; File No. 3-14983; January 30, 2013)

• SEC FY 2012 Conference Spending Report
   

Division of Corporation Finance

Staff No-Action, Interpretive & Exemptive Letters

• Birmingham Bloomfield Bancshares, Inc. (January 30, 2013)
   
• Mid-Wisconsin Financial Services, Inc. (December 19, 2012)

Division of Trading and Markets

Staff No-Action, Interpretive & Exemptive Letters

• NetRoadshow, Inc. (January 29, 2013)

Administrative Proceedings

• Jeffrey A. Quay (Release No. IA-3543; File No. 3-15196)
   
• BNY Mellon Securities LCC and Mark Shaw (Release No. 34-68796; File No. 3-14191, 3-14192); see also Fair Fund Proposed Plan of Distribution (File No. 3-14191, 3-14192)
   
• GMB Capital Management LLC, et al. (Release No. 34-68774; File No. 3-14854; January 30, 2013)

Litigation Releases

• Barry J. Graham, Fred Davis Clark, Jr., a/k/a Dave Clark, Cristal R. Coleman, a/k/a Cristal Clark, David W. Schwarz, Ricky Lynn Stokes (Release No. LR-22607; January 30, 2013)
   
• Blake R. Wellington and Daniel J. Vance (Release No. LR-22606; January 30, 2013)

Press Releases

• David P. Bergers Named Acting Deputy Director of Enforcement (Release No. 2013-18)
   
• George S. Canellos Named Acting Director of Enforcement (Release No. 2013-17)
   
• SEC Announces Panelists for Roundtable on Decimalization (Release No. 2013-16)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities (Release No. 34-68771; File No. SR-BOX-2013-07; January 30, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03 ("Release No. 34-68769; File No. SR-C2-2013-006; January 30, 2013")
   
• C2: Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange (Release No. 34-68767; File No. SR-C2-2012-039; January 30, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B ("Release No. 34-68770; File No. SR-CBOE-2013-011; January 30, 2013")
   
• CBOE: Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange (Release No. 34-68766; File No. SR-CBOE-2012-116; January 30, 2013)
   
• CFE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Market-Wide Trading Halts (Release No. 34-68765; File No. SR-CFE-2013-002; January 30, 2013); see also Exhibit 4
   
• FINRA: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Require Members to Report to TRACE the "Factor" in Limited Instances Involving Asset-Backed Security Transactions (Release No. 34-68768; File No. SR-FINRA-2012-052; January 30, 2013)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Chapter XV, Section 2 of the Rules Governing the NASDAQ Options Market, NASDAQ's Facility for Executing and Routing Standardized Equity and Index Options (Release No. 34-68761; File No. SR-NASDAQ-2013-013; January 29, 2013); see also Exhibit 5