What's New on the SEC Website
January 30, 2013

• Initial Decision: DIAS Holding, Inc., Earthblock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GEM Solutions, Inc., Gold Star Tutoring Services, Inc., and GPS Industries, Inc. (Initial Decision Release No. 481; File No. 3-15090; January 28, 2013)

Corporation Finance

Staff No-Action, Interpretive & Exemptive Letters

• Division of Corporation Finance No-Action Letter: SEC v. J.P. Morgan Securities LLC, et al. (January 8, 2013)
   
• Division of Corporation Finance No-Action Letter: Koss Corporation et aL (Civil Action No. 2:11-cv-00991 (E.D. Wis.); February 23, 2012)

Enforcement

• Procedures Relating to the Commencement of Enforcement Proceedings and Termination of Staff Investigations (September 27, 1972; Release Nos. 33-5310, 34-9796, IC-7390, IA-336)

Administrative Proceedings

• William B. Mitchell (Release No. 34-68772; File No. 3-15195)
   
• CentreInvest, Inc., et al. (Release No. 34-68764; File No. 3-13304)
   
• ICP Solar Technologies, Inc., et al. (Release No. 34-68763; File No. 3-15144)

Litigation Releases

• Kurt S. Hovan, et al. (Release No. LR-22605)

Press Releases

• SEC Charges Real Estate Executives in Florida-Based $300 Million Investment Scheme (2013-15)

Speeches and Public Statements

• Remarks before the Corporate Directors Forum, by Commissioner Daniel M. Gallagher, on January 29, 2013

Interim Final Temporary Rules

• Extension of Exemptions for Security-Based Swaps (Release Nos. 33-9383, 34-68753, 39-2489; File No.: S7-26-11)

Investment Company Act Notices and Orders

• Allianz Variable Insurance Products Fund of Funds Trust, et al. (Release No. IC-30371; File No. 812-14084; January 29, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules in Connection with the Elimination of Discretionary Orders for BATS Options (Release No. 34-68752; File No. SR-BATS-2013-003; January 29, 2013); see also Exhibit 5
   
• BOX: Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund (Release No. 34-68759; File No. SR-BOX-2013-06; January 29, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule (Release No. 34-68751; File No. SR-C2-2013-005; January 29, 2013)
   
• ICEEU: Notice of Withdrawal of Proposed Rule Change to Clear Western European Sovereign CDS Contracts (Release No. 34-68757; File No. SR-ICEEU-2012-08; January 29, 2013)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees (Release No. 34-68760; File No. SR-ISE-2013-05; January 29, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rule 4756 and Rule 4763 Regarding Modification of Previously Entered Orders (Release No. 34-68762; File No. SR-NASDAQ-2013-012; January 29, 2013)
   
• NYSE: Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders" (Release No. 34-68747; File No. SR-NYSE-2013-08; January 28, 2013); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014 (Release No. 34-68745; File No. SR-NYSE-2013-05; January 28, 2013); see also Exhibit 5
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits (Release No. 34-68758; File No. SR-NYSEArca-2013-04; January 29, 2013); see also Exhibit 5
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014 (Release No. 34-68748; File No. SR-NYSEArca-2013-02; January 28, 2013); see also Exhibit 5
   
• NYSEMKT: Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C - Equities To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders" (Release No. 34-68746; File No. SR-NYSEMKT-2013-07; January 28, 2013); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C - Equities, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014 (Release No. 34-68744; File No. SR-NYSEMKT-2013-04; January 28, 2013); see also Exhibit 5