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What's New on the SEC Website
January 25, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
- Nicolette D. Loisel (Release No. 34-68738; File No. 3-15188)
- Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA (Release No. 34-68737; File No. 3-14958)
- Gabelli Funds, LLC (Release No. 34-68733; File No. 13019)
- Mary Beth Stevens; Paul W. Oliver, Jr. (Release No. 34-68732; File Nos. 3-13553, 3-13554)
- Largo Vista Group, Ltd., et al. (Release No. 34-68731; File No. 3-15187)
- Law Enforcement Associates Corp., et al. (Release No. 34-68729; File No. 3-15186)
- Medis Technologies Ltd., et al. (Release No. 34-68727; File No. 3-15185)
Trading Suspensions
News and Public Statements
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Washington National Variable Annuity Fund A (Release No. IC-30369; File No. 811-01661; January 23, 2013)
- Delaware Group Tax Free Money Fund (Release No. IC-30368; File No. 811-3120; January 23, 2013)
- Delaware Investments Arizona Municipal Income Fund, Inc. (Release No. IC-30367; File No. 811-7412; January 23, 2013)
- Elite Group of Mutual Funds (Release No. IC-30366; File No. 811-4804; January 23, 2013)
- Small-Cap Portfolio (Release No. IC-30365; File No. 811-9915; January 23, 2013)
- Special Equities Portfolio (Release No. IC-30364; File No. 811-8594; January 23, 2013)
- Tax Managed Mid Cap Core Portfolio (Release No. IC-30363; File No. 811-10597; January 23, 2013)
- Bhirud Funds Inc. (Release No. IC-30362; File No. 811-6680; January 23, 2013)
- Cash Management Portfolio (Release No. IC-30361; File No. 811-8390; January 23, 2013)
- Eaton Vance National Municipal Income Trust (Release No. IC-30360; File No. 811-9143; January 23, 2013)
- Multi-Sector Portfolio (Release No. IC-30359; File No. 811-22295; January 23, 2013)
- Global Growth Portfolio (Release No. IC-30358; File No. 811-7303; January 23, 2013)
- Build America Bond Portfolio (Release No. IC-30357; File No. 811-22351; January 23, 2013)
- Dreyfus BASIC U.S. Government Money Market Fund (Release No. IC-30356; File No. 811-6606; January 23, 2013)
- Yacktman Fund Inc. (Release No. IC-30355; File No. 811-6628; January 23, 2013)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM (Release No. 34-68714; File No. SR-EDGA-2013-01; January 23, 2013); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM (Release No. 34-68713; File No. SR-EDGX-2013-01; January 23, 2013); see also Exhibit 5
- ICEEU: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend Member Liability for Payment Obligations to the Clearing House (Release No. 34-68734; File No. SR-ICEEU-2013-01; January 25, 2013)
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule (Release No. 34-68711; File No. SR-MIAX-2013-01; January 23, 2013); see also Exhibit 5
- MIAX: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt MIAX Rule 319 Relating to Proxy Voting (Release No. 34-68723; File No. SR-MIAX-2013-02; January 24, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5710 (Release No. 34-68721; File No. SR-NASDAQ-2013-008; January 24, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options (Release No. 34-68720; File No. SR-NASDAQ-2013-011; January 24, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68718; File No. SR-NASDAQ-2013-010; January 24, 2013); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options ("Release No. 34-68719; File No. SR-BX-2013-006; January 24, 2013"); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68717; File No. SR-BX-2013-005; January 24, 2013); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers to Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP is Not Assigned (Release No. 34-68709; File No. SR-NYSE-2013-04; January 23, 2013); see also Exhibit 5
- NYSE Arca: Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order (Release No. 34-68725; File No. SR-NYSEArca-2012-133; January 24, 2013)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C - Equities to Allow Retail Liquidity Providers to Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP is Not Assigned (Release No. 34-68710; File No. SR-NYSEMKT-2013-02; January 23, 2013); see also Exhibit 5
- OCC: Order Approving Proposed Rule Change to Accommodate Certain Physically-Settled Options on U.S. Treasury Securities (Release No. 34-68712; File No. SR-OCC-2012-23; January 23, 2013)
http://www.sec.gov/news/whatsnew/2013/wn012513.shtml
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