What's New on the SEC Website
January 22, 2013

Division of Corporation Finance

Staff No-Action, Interpretive & Exemptive Letters

• Northern Illinois Gas Company (January 18, 2013)

Administrative Proceedings

• Raymond Y.H. Park (Release No. IA-3536; File No. 3-15182)
   
• Sung Kook Hwang (Release No. IA-3535; File No. 3-15181)
   
• Egan-Jones Ratings Company and Sean Egan (Release No. 34-68703; File No. 3-14856)

Speeches and Public Statements

• Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products.", by Commissioners Troy A. Paredes and Daniel M. Gallagher

Litigation Releases

• Kenneth A. Dachman, et al. (Release No. LR-22597)

Press Releases

• Vincente Martinez Named Chief of SEC's Office of Market Intelligence (Release No. 2013-8)
   
• Egan-Jones and Founder Sean Egan Agree to 18-Month Bars from Rating Asset-Backed and Government Securities Issuers as NRSRO (Release No. 2013-7)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options (Release No. 34-68697; File No. SR-C2-2013-001; January 18, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68702; File No. SR-CBOE-2013-002; January 18, 2013); see also Exhibit 5
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68699; File No. SR-CBOE-2013-003; January 18, 2013); see also Exhibit 5
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options. (Release No. 34-68696; File No. SR-CBOE-2013-005; January 18, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68695; File No. SR-CBOE-2013-004; January 18, 2013); see also Exhibit 5
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation (Release No. 34-68691; File No. SR-CBOE-2013-008; January 18, 2013)
   
• DTC: Notice of Filing Advance Notice to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments (Release No. 34-68690; File No. SR-DTC-2012-810; January 18, 2013)
   
• FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements) (Release No. 34-68701; File No. SR-FINRA-2013-006; January 18, 2013); see also Exhibit 5
   
• FINRA: Notice of Filing of Proposed Rule Change to Amend FINRA Rule 2267 (Investor Education and Protection) (Release No. 34-68700; File No. SR-FINRA-2013-002; January 18, 2013)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date of FINRA Rule 5350 (Stop Orders) (Release No. 34-68692; File No. SR-FINRA-2013-004; January 18, 2013)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule (Release No. 34-68693; File No. SR-ISE-2013-04; January 18, 2013)
   
• NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Establish the Retail Price Improvement Program on a Pilot Basis until 12 Months from the Date of Implementation (Release No. 34-68694; File No. SR-NASDAQ-2012-129; January 18, 2013)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68698; File No. SR-Phlx-2013-04; January 18, 2013); see also Exhibit 5
   
• Phlx: Notice of Filing of Proposed Rule Change to Amend Exchange Rules 507 and 1014 to Establish Remote Streaming Quote Trader Organizations (Release No. 34-68689; File No. SR-Phlx-2013-03; January 18, 2013)

Division of Investment Management No-Action Letters

• Pacholder High Yield Fund, Inc. (January 18, 2013)