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What's New on the SEC Website
January 17, 2013
This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
Trading Suspensions
Regulatory Actions
Final Rules
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. (Release No. 34-68665; File No. SR-BYX-2013-001; January 16, 2013); see also Exhibit 5
- CHX: Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes (Release No. 34-68653; File No. SR-CHX-2012-13; January 14, 2013); see also Exhibit 5
- FINRA: Order Approving Proposed Rule Change to Establish Optional TRACE Data Delivery Services and Related Fees (Release No. 34-68675; File No. SR-FINRA-2012-053; January 16, 2013)
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule (Release No. 34-68645; File No. SR-MIAX-2012-05; January 14, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Record-Keeping and Substitution Listing Fees Payable by Companies Listed on Nasdaq (Release No. 34-68677; File No. SR-NASDAQ-2013-003; January 16, 2013)
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees For Review of Delisting Determinations and Appeal of Panel Decisions (Release No. 34-68676; File No. SR-NASDAQ-2013-004; January 16, 2013)
- NASDAQ: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change with Respect to INAV Pegged Orders for ETFs (Release No. 34-68672; File No. SR-NASDAQ-2012-117; January 16, 2013)
- NSX: Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Amend the Listing Rules for Compensation Committees to Comply with Rule 10C-1 under the Act (Release No. 34-68662; File No. SR-NSX-2012-15; January 15, 2013)
- NYSE Arca: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3) (Release No. 34-68671; File No. SR-NYSEArca-2012-108; January 16, 2013)
- NYSE Arca: Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3) (Release No. 34-68667; File No. SR-NYSEArca-2012-109; January 16, 2013)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-68666; File No. SR-NYSEArca-2013-01; January 16, 2013)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Pricing Schedule (Release No. 34-68674; File No. SR-Phlx-2013-01; January 16, 2013); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2013/wn011713.shtml
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