What's New on the SEC Website
January 15, 2013

Administrative Proceedings

• Kevin A. Howard, CPA (Release Nos. 34-68661, AAER-3441; File No. 3-15175)

Litigation Releases

• Andreas Badian, et al. (Release No. LR-22593)
   
• Francis E. Wilde, Steven E. Woods, Mark A. Gelazela, Bruce H. Haglund, Matrix Holdings LLC, BMW Majestic LLC, IDLYC Holdings Trust LLC, and IDLYC Holdings Trust, et al. (Release No. LR-22594)

Commission Open Meetings

• Sunshine Act Notice - Decimalization Roundtable, February 5, 2013

Press Releases

• SEC Names Gregg E. Berman as Associate Director of the Office of Analytics and Research (Release No. 2013-6)
   
• David Grim Named Deputy Director of SEC's Divison of Investment Management (Release No. 2013-5)

Investment Company Act Notices and Orders

• Yorkville ETF Trust and Yorkville ETF Advisers, LLC (Release No. IC-30349; File No. 812-13874; January 14, 2013)

Proposed Rules

• Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers (Extension of Comment Period) (17 CFR Part 240; Release No. 34-68660; File No. S7-08-12)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities (Release No. 34-68656; File No. SR-CBOE-2013-001); see also Exhibit 5
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter Fee Schedule Relating to Port Charges (Release No. 34-68657; File No. SR-CHX-2012-19); see also Exhibit 5
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Amending Its Price With Respect to Regulatory Fees Related to the Continuing Education Regulatory Element, Certain Examinations and Central Registration Depository, Which Are Collected By the Financial Industry Regulatory Authority, Inc. (Release No. 34-68647; File No. SR-CHX-2013-01; January 14, 2013); see also Exhibit 5
   
• CME: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Acquisition of the Kansas City Board of Trade Clearing Corporation (Release No. 34-68652; File No. SR-CME-2012-47; January 14, 2013)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws (Release No. 34-68650; File No. SR-FINRA-2013-001; January 14, 2013)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Operative Date of Recent Changes Made to Rules 4613(a)(2)(F) and (G), and Rule 4751(f)(15) ("Release No. 34-68654; File No. SR-NASDAQ-2013-007; January 15, 2013")
   
• NMS: Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.5 of the OPRA Plan ("Release No. 34-68655; File No. SR-OPRA-2012-07; January 15, 2013")
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Fees Assessed for Certain Co-location Services (Release No. 34-68648; File No. SR-Phlx-2013-02; January 14, 2013); see also Exhibit 5