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What's New on the SEC Website
January 14, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Information for EDGAR Filers
Litigation
Administrative Proceedings
- IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc. ("Release Nos. 34-68649; File No. 3-15174; January 14, 2013")
- Imreg, Inc., Innovative Holdings & Technologies, Inc., InnoVet, Inc., Institutional Properties 4, Interaction Media Corp., and International CRO Holdings Corp. ("Release Nos. 34-68646; File No. 3-15173; January 14, 2013"; )
Commission Opinions and Orders
Litigation Releases
Regulatory Actions
Final Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CFE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations (Release No. 34-68634; File No. SR-CFE-2013-001; January 11, 2013); see also Exhibit 5
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Interim Form for Funding Portals Under the Jumpstart Our Business Startups Act ("Release No. 34-68633; File No. SR-FINRA-2013-005; January 11, 2013")
- FINRA: Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure to Revise the Public Arbitrator Definition (Release No. 34-68632; File No. SR-FINRA-2013-003; January 11, 2013)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-68631; File No. SR-ISE-2013-03; January 11, 2013); see also Exhibit 5
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-68627; File No. SR-ISE-2013-01; January 11, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify an Optional Historical Research and Administrative Report Fee and Related NASDAQ Rule 7022 Revisions ("Release No. 34-68636; File No. SR-NASDAQ-2013-009; January 11, 2013" )
- NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify NASDAQ's Order Execution Rebates and Investor Support Program (Release No. 34-68626; File No. SR-NASDAQ-2012-149; January 11, 2013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Co-location Services (Release No. 34-68624; File No. SR-NASDAQ-2013-002; January 11, 2013); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Fees Assessed for Certain Co-location Services (Release No. 34-68625; File No. SR-BX-2013-003; January 11, 2013); see also Exhibit 5
- NYSE: Order Granting Approval to Proposed Rule Change Amending the Listed Company Manual Section 204.00 to Create a Uniform Method for a Company to Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and to Make Conforming Changes (Release No. 34-68635; File No. SR-NYSE-2012-54; January 11, 2013)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc. (Release No. 34-68630; File No. SR-NYSEMKT-2013-01; January 11, 2013); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2013/wn011413.shtml
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