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What's New on the SEC Website
January 11, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions and Offices
Office of Investor Education and Advocacy
News and Public Statements
Litigation
Administrative Proceedings
Litigation Releases
Staff Interpretations
Division of Investment Management No-Action Letters
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Order Granting Approval of Proposed Rule Change to Amend BATS Rule 14.11, Entitled "Other Securities," and to List and Trade Shares of Certain ProShares Products (Release No. 34-68619; File No. SR-BATS-2012-044; January 10, 2013)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component (Release No. 34-68615; File No. SR-CBOE-2012-133; January 10, 2013)
- CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter Exchange Rules and Fee Schedule Relating to Annual Listing Maintenance Fees (Release No. 34-68620; File No. SR-CHX-2012-20; January 10, 2013); see also Exhibit 5
- NASDAQ: Order Disapproving Proposed
Rule Change to Establish “Benchmark Orders” under NASDAQ Rule 4751(f) (Release No. 34-68629; File No. SR-NASDAQ-2012-059)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Latency Optics add-on Service to QView (Release No. 34-68617; File No. SR-NASDAQ-2013-005; January 10, 2013)
- NSCC: Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures (Release No. 34-68621; File No. SR-NSCC-2012-810; January 10, 2013)
- NYSE Arca: Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. (Release No. 34-68616; File No. SR-NYSEArca-2012-37; January 10, 2013)
- OCC: Notice of Filing of Advance Notice, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Change to Enter into an Unsecured, Committed Credit Agreement (Release No. 34-68618; File No. SR-OCC-2012-801; January 10, 2013)
http://www.sec.gov/news/whatsnew/2013/wn011113.shtml
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