What's New on the SEC Website
January 10, 2013

Administrative Proceedings

• Kris Chellam (Release No. IA-3532; File No. 3-15169)
   
• HearMe, et al. (Release No. 34-68614; File No. 3-15138)

Commission Open Meetings

• Sunshine Act Notice - SEC Advisory Committee on Small and Emerging Companies, February 1, 2013
   
• Sunshine Act Notice - SEC Investor Advisory Committee Meeting, January 18, 2013

Investment Company Act Notices and Orders

• J.P. Morgan Securities LLC, et al. (Release No. IC-30347; File No. 812-14094; January 9, 2013)
   
• Exchange Traded Spreads Trust, et al. (Release No. IC-30346; File No. 812-13486; January 9, 2013)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions (Release No. 34-68606; File No. SR-CBOE-2012-131; January 9, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options (Release No. 34-68613; File No. SR-NASDAQ-2012-141; January 9, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68609; File No. SR-NASDAQ-2013-001; January 9, 2013); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68608; File No. SR-BX-2013-002; January 9, 2013); see also Exhibit 5
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule (Release No. 34-68612; File No. SR-NSX-2012-27; January 9, 2013)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing The Fees Paid by Participants in the Exchange's Medallion Signature Program from $1,000 Per Year to $1,300 Per Year (Release No. 34-68607; File No. SR-NYSE-2012-80; January 9, 2013); see also Exhibit 5
   
• OCC: Order Approving Proposed Rule Change to Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account to Settle Mark-to-Market Payments Arising from Stock Loan and Borrow Positions Carried in the Customers' Account (Release No. 34-68602; File No. SR-OCC-2012-22; January 9, 2013)

 

http://www.sec.gov/news/whatsnew/2013/wn011013.shtml

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Modified: 01/11/2013