What's New on the SEC Website
January 4, 2013

Administrative Proceedings

• Stephen G. Bennett (Release No. 34-68592; File No. 3-15163)
   
• Kenneth J. Abod, CPA (Release Nos. 34-68591; AAER-3435; File No. 3-13977)
   
• Gary J. Martel (Release Nos. 34-68586, IA-3531; File No. 3-15162)
   
• Stephen G. Bennett (Release No. 34-68592; File No. 3-15163)
   
• Kenneth J. Abod, CPA (Release Nos. 34-68591; AAER-3435; File No. 3-13977)
   
• Gary J. Martel (Release Nos. 34-68586, IA-3531; File No. 3-15162)

Litigation Releases

• Spongetech Delivery Systems, Inc., RM Enterprises International, Inc., Steven Y. Moskowitz, Michael E. Metter, George Speranza, Joel Pensley and Jack Halperin (Release No. LR-22586)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX (Release No. 34-68578; File No. SR-BOX-2012-025; January 3, 2013); see also Exhibit 5
   
• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX (Release No. 34-68575; File No. SR-BOX-2012-024; January 3, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt a HAL System (Release No. 34-68573; File No. SR-C2-2012-043; January 3, 2013); see also Exhibit 5
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68571; File No. SR-C2-2012-046; January 3, 2013)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68572; File No. SR-CBOE-2012-132; January 3, 2013); see also Exhibit 5
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Corrections to ISE Rules (Release No. 34-68570; File No. SR-ISE-2012-82; January 3, 2013); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale (Release No. 34-68568; File No. SR-NASDAQ-2012-145; January 3, 2013)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and to Amend NYSE Arca Rule 5.15(a)(1) to Provide That There Are No Position Limits for Options on NDX and MNX (Release No. 34-68569; File No. SR-NYSEArca-2012-140; January 3, 2013); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges (Release No. 34-68577; File No. SR-Phlx-2012-141; January 3, 2013); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed (Release No. 34-68576; File No. SR-Phlx-2012-145; January 3, 2013)
   
• Phlx: Order Approving Proposed Rule Change to Amend Performance Evaluations with Respect to Quote Submissions of Streaming Quote Traders and Remote Streaming Quote Traders (Release No. 34-68574; File No. SR-Phlx-2012-130; January 3, 2013)