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What's New on the SEC Website
January 3, 2013
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
ALJ Initial Decisions
- Ross Mandell (Initial Decision Release No. 478; File No. 3-14981)
Divisions
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Litigation
Administrative Proceedings
Commission Legal Briefs
Litigation Releases
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
Investment Company Act Notices and Orders
- Genworth Variable Insurance Trust (Release No. IC-30339; File No. 811-22205; January 2, 2013)
- Hatteras Variable Trust, et al. (Release No. IC-30338; File No. 812-14040; January 2, 2013)
- ING Investments, LLC, ING Balanced Portfolio, Inc, ING Equity Trust, ING Funds Trust, ING Investors Trust, ING Intermediate Bond Portfolio, ING Mayflower Trust, ING Money Market Portfolio, ING Mutual Funds, ING Partners, Inc., (Release No. IC-30337; File No. 812-14013; January 2, 2013)
- T. Rowe Price Associates, Inc., T. Rowe Price Institutional Income Funds, Inc. and T. Rowe Price Investment Services, Inc. (Release No. IC-30336; File No. 812-13726; January 2, 2013)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FICC: Order Approving Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules (Release No. 34-68555; File No. SR-FICC-2012-07; January 2, 2013)
- ICEEU: Notice of Filing of Proposed Rule Change Relating to Enhanced Margin Methodology (Release No. 34-68563; File No. SR-ICEEU-2012-11; January 2, 2013)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees (Release No. 34-68556; File No. SR-BX-2012-074; January 2, 2013); see also Exhibit 5
- NSCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Its Fee Structure as It Relates to Certain Insurance and Retirement Processing Services and to Remove Reference to and the Fees Related to FundSPEED, a Discontinued Service (Release No. 34-68562; File No. SR-NSCC-2012-11; January 2, 2013)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of its Supplemental Liquidity Providers Pilot (Rule 107B) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 (Release No. 34-68560; File No. SR-NYSE-2012-76; January 2, 2013); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 (Release No. 34-68558; File No. SR-NYSE-2012-75; January 2, 2013); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500 - Equities to Extend the Operation of the Pilot Program that Allows Nasdaq Stock Market ("Nasdaq") Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges (Release No. 34-68561; File No. SR-NYSEMKT-2012-86; January 2, 2013); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 (Release No. 34-68559; File No. SR-NYSEMKT-2012-84; January 2, 2013); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of its Supplemental Liquidity Providers Pilot (Rule 107B - Equities) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 (Release No. 34-68557; File No. SR-NYSEMKT-2012-85; January 2, 2013); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2013/wn010313.shtml
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