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What's New on the SEC Website
December 28, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Desert Mining, Inc., Eagle Broadband, Inc., Endovasc, Inc., Environmental Oil Processing Technology Corp., Falcon Ridge Development, Inc., Fellows Energy Ltd., Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation), and Golden Autumn Holdings, Inc. (Release No. 34-68544; File No. 3-15160)
Trading Suspensions
- Southridge Enterprises, Inc. (Release No. 34-68546)
See also Order
- Desert Mining, Inc., Eagle Broadband, Inc., Endovasc, Inc., Environmental Oil Processing Technology Corp., Falcon Ridge Development, Inc., Fellows Energy Ltd., Forster Drilling Corp. (n/k/a Phoenix Drilling Corporation), and Golden Autumn Holdings, Inc. (Release No. 34-68545)
See also Order
ALJ Orders
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Global Investor Trust (Release No. IC-30330; File No. 811-22694; December 27, 2012)
- EM Capital Management, LLC (Release No. IC-30327; File No. 811-22687; December 27, 2012)
- Hatteras Sector Select Institutional Fund (Release No. IC-30328; File No. 811-22615; December 27, 2012)
- Hatteras Sector Select Fund (Release No. IC-30327; File No. 811-22614; December 27, 2012)
- Equity Opportunity Trust Growth Stock Series 1 (Release No. IC-30326; File No. 811-3722; December 27, 2012)
- Shearson Lehman Brothers Unit Trusts High Yield Municipal Series 1 (Release No. IC-30325; File No. 811-5208; December 27, 2012)
- Penn State Tax Exempt Investment Trust Series 1 (Release No. IC-30324; File No. 811-2787; December 27, 2012)
- Uncommon Values Unit Trust 1985 Series & Subsequent & Similar Series (Release No. IC-30323; File No. 811-4281; December 27, 2012)
- Defined Asset Funds Corporate Income Fund 10th Insured Series (Release No. IC-30322; File No. 811-2295; December 27, 2012)
- Kayne Anderson Energy/Infrastructure Fund, Inc. (Release No. IC-30321; File No. 811-22065; December 27, 2012)
- del Ray Global Investors Funds (Release No. IC-30320; File No. 811-22434; December 27, 2012)
- Triangle Fund LLC (Release No. IC-30319; File No. 811-22637; December 27, 2012)
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/2012/wn123112.shtml
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