What's New on the SEC Website
December 26, 2012

• Lisa B. Premo (Initial Decision Release No. 476; File No. 3-14697)

Division of Investment Management

• List of Section 13F Securities (Fourth Quarter FY 2012)

Office of Investor Education and Advocacy

• Municipal Bonds: Understanding Credit Risks (Investor Bulletin)

Litigation Releases

• GLR Capital Management, LLC, GLR Advisors, LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P. (Release No. LR-22580; December 21, 2012)
   
• Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings LLC, Azure Trading LLC, Coastal Group Holdings, Inc., Greyhawk Equities LLC, Leonidas Group Holdings LLC, The Leonidas Group LLC, Nismic Sales Corp., The OGP Group, Perlinda Enterprises LLC, Rio Sterling Holding LLC, Slow Train Holding LLC, and Spartan Group Holdings LLC (Release No. LR-22579; December 21, 2012)

Press Releases

• SEC Charges Research Analyst with Trading and Tipping Ahead of IBM-SPSS Merger (Release No. 2012-280)
   
• SEC Issues Investor Bulletin to Help Investors Assess Municipal Bond Credit Risk (Release No. 2012-279)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire the Automated Quote Management Functionality Described Under Rules 4613(a)(2)(F) and (G), and Make Conforming Changes to Rule 4751(f)(15) (Release No. 34-68528; File No. SR-NASDAQ-2012-140; December 21, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program (Release No. 34-68518; File No. SR-BX-2012-076; December 21, 2012)
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT LLC Price List to Specify Pricing that is Currently Applicable to Certain Executions on the Exchange but that is Not Currently Included in the Price List (Release No. 34-68527; File No. SR-NYSEMKT-2012-83; December 21, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues that Have Been Delisted (Release No. 34-68534; File No. SR-Phlx-2012-143; December 21, 2012)