What's New on the SEC Website
December 19, 2012

Administrative Proceedings

• Fiduciary Asset Management, LLC (Release No. IA-3520, IC-30309; File No. 3-15140)
   
• Claymore Advisors, LLC (Release No. IA-3519, IC-30308; File No. 3-15139)
   
• Michael Passaro (Release No. 34-68477; File No. 3-15142)
   
• Mohammed Riad and Kevin Timothy Swanson (Release No. 34-68467, IA-3521, IC-30310; File No. 3-15141)
   
• China Wesen Recycling Technology, Inc., et al. (Release No. 34-68466; File No. 3-15111)
   
• C.D. Acquisition Corp., et al. (Release No. 34-68465; File No. 3-15099)
   
• Kenneth E. Mahaffy, Jr. (Release Nos. 34-68462, IA-3517; File No. 3-13481; December 18, 2012)

Commission Opinions and Orders

• Michael Bresner, et al. ("Release Nos. 33-9376, 34-68464, IA-3518, IC-30307; File No. 3-15015; December 18, 2012")

Press Releases

• SEC Charges Advisory Firms and Portfolio Managers for Roles in Collapse of Midwest-Based Closed-End Mutual Fund (2012-272)

Exemptive Orders

• Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF, ALPS/GS Momentum Builder Multi-Asset Index ETF, and ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M (Release No. 34-68459; File No. TP 13-02; December 18, 2012)
   
• Request of ALPS ETF Trust for Exemptive, Interpretive or No-Action Relief from Rule lOb-I7 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of 1934 for Index-Based ETF ofETFs (December 18, 2012)

Investment Company Act Notices and Orders

• Yorkville ETF Trust and Yorkville ETF Advisors, LLC (Release No. IC-30306; File No. 812-13874; December 17, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product (Release No. 34-68457; File No. SR-CBOE-2012-120; December 18, 2012)
   
• CHX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules (Release No. 34-68455; File No. SR-CHX-2012-14; December 18, 2012)
   
• NYSE Arca: Order Granting Approval of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration (Release No. 34-68461; File No. SR-NYSEArca-2012-94; December 18, 2012)
   
• NYSE Arca: Notice of Filing of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-68458; File No. SR-NYSEArca-2012-139; December 18, 2012)
   
• NYSEMKT: Order Granting Approval of Proposed Rule Change to Amend Commentary .04 to NYSE Amex Options Rule 903 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration (Release No. 34-68460; File No. SR-NYSEMKT-2012-41; December 18, 2012)