What's New on the SEC Website
December 14, 2012

Administrative Proceedings

• Rajnish K. Das (Release Nos. 34-68436, AAER-3430; File No. 3-15078)
   
• Stormy L. Dean (Release Nos. 34-68435, AAER-3429; File No. 3-15077)
   
• Deloitte & Touche (South Africa) (Release Nos. 34-68432, AAER-3428; File No. 3-15129; December 13, 2012)

Litigation Releases

• BioChemics, Inc., et al. (Release No. LR-22572; December 14, 2012)
   
• Deer Hill Financial Group, LLC, et al. (Release No. LR-225712)
   
• EagleEye Asset Management, LLC and Jeffrey A. Liskov (Release No. LR-22570)

Commission Opinions and Orders

• Wendy McNeeley, CPA (Release No. 33-68431, AAER-3427; File No. 3-13797; December 13, 2012)

Office of Credit Ratings

• Annual Report on Nationally Recognized Statistical Rating Organizations

• DRAFT EDGAR Filer Manual (Volume II) EDGAR Filing (Version 22)

Exemptive Orders

• Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Portfolio Margining of Swaps and Security-Based Swaps (Release No. 34-68433; File No. S7-13-12)

Investment Company Act Notices and Orders

• The Adams Express Company and Petroleum & Resources Corporation (Release No. IC-30304; File No. 812-14064; December 13, 2012)
   
• Wells Fargo Bank, N.A., et al. (Release No. IC-30303; File No. 812-14074; December 12, 2012)
   
• Cambria Investment Management, L.P. and Cambria ETF Trust (Release No. IC-30302; File No. 812-13959; December 12, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program (Release No. 34-68425; File No. SR-BOX-2012-021; December 13, 2012); see also Exhibit 5
   
• C2: Notice of Proposed Rule Change Related to Bylaw and Other Changes (Release No. 34-68429; File No. SR-C2-2012-039; December 13, 2012)
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68423; File No. SR-C2-2012-041; December 13, 2012)
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule ("Release No. 34-68422; File No. SR-C2-2012-042; December 13, 2012")
   
• CBOE: Notice of Proposed Rule Change Related to Bylaw and Other Changes (Release No. 34-68428; File No. SR-CBOE-2012-116; December 13, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program (Release No. 34-68424; File No. SR-ISE-2012-95; December 13, 2012)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NASDAQ's Fees for Order Execution (Release No. 34-68421; File No. SR-NASDAQ-2012-135; December 13, 2012)
   
• NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Establish Fees for New Optional Wireless Connectivity for Co-located Clients (Release No. 34-68416; File No. SR-NASDAQ-2012-119; December 12, 2012)
   
• NYSE Arca: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201 (Release No. 34-68430; File No. SR-NYSEArca-2012-111; December 13, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through March 31, 2013 (Release No. 34-68426; File No. SR-NYSEArca-2012-135; December 13, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 (Release No. 34-68427; File No. SR-NYSEMKT-2012-75; December 13, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Rule 956.1NY, Which Will Govern the Submission of Automated Trading Data (Release No. 34-68418; File No. SR-NYSEMKT-2012-79; December 12, 2012); see also Exhibit 5
   
• OCC: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options (Release No. 34-68434; File Nos. SR-OCC-2012-14, AN-OCC-2012-01; December 14, 2012)