What's New on the SEC Website
December 13, 2012

Administrative Proceedings

• Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA (Release No. 34-60406)

Commission Opinions and Orders

• John W. Lawton (Release No. IA-3513; File No. 3-14162)

Litigation Releases

• Tiger Asia Management, LLC, et al. (Release No. LR-22569)

Press Releases

• Danforth Townley Named Attorney Fellow in SEC’s Division of Investment Management (Release No. 2012-265)

Exemptive Orders

• Order Granting Exemptions from Certain Rules of Regulation SHO Related to Hurricane Sandy (Release No. 34-68419; File No. TP 13-05; December 12, 2012)

Investment Company Act Notices and Orders

• Columbia ETF Trust, et al. (Release No. IC-30301; File No. 812-14037; December 11, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on BOX (Release No. 34-68412; File No. SR-BOX-2012-022; December 12, 2012); see also Exhibit 5
   
• FINRA: Notice of Filing of Proposed Rule Change to Require Members to Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charge a Commission (Release No. 34-68414; File No. SR-FINRA-2012-052; December 12, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-68413; File No. SR-ISE-2012-91; December 12, 2012); see also Exhibit 5
   
• MIAX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the MIAX Options Fee Schedule (Release No. 34-68415; File No. SR-MIAX-2012-01; December 12, 2012); see also Exhibit 5