What's New on the SEC Website
December 11, 2012

• Stanley C. Brooks and Brookstreet Securities Corp. (Release No. ID-475; File No. 3-14683)

• Robert David Beauchene (Release No. AP-735; File No. 3-14351)

Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters

• Division of Trading and Markets Exemptive Orders and Exemptive, Interpretive, and No-Action Letters: (Act: Investment Company Act (ICA); Section:; Rule:; Status: Public; Date:)

Administrative Proceedings

• Careside, Inc., et al. (Release No. 34-68397; File No. 3-15085)

Litigation Releases

• Steven B. Hart (Release No. LR-22567)
   
• Premco Western, Inc., et al. (Release No. LR-22566)
   
• Dwight Flatt and David Della Sciucca, Jr. (Release No. LR-22565)

Press Releases

• SEC Charges New Jersey-Based Consultant to Chinese Reverse Merger Companies with Violating Securities Laws (2012-262)
   
• SEC Charges New York-Based Fund Manager with Conducting Fraudulent Trading Schemes (2012-261)
   
• Jennifer McHugh Named Senior Advisor in SEC’s Division of Investment Management (2012-260)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Order Granting Approval of Proposed Rule Change to List and Trade Shares of the iShares Sovereign Screened Global Bond Fund ("Release No. 34-68390; File No. SR-BATS-2012-042; December 10, 2012")
   
• FINRA: Notice of Filing of Proposed Rule Change to Establish Optional TRACE Data Delivery Services and Related Fees (Release No. 34-68387; File No. SR-FINRA-2012-053; December 7, 2012); see also Exhibit 5
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Payment for Order Flow Fees (Release No. 34-68384; File No. SR-ISE-2012-94; December 7, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ Options Market ("NOM") with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS (Release No. 34-68395; File No. SR-NASDAQ-2012-134; December 10, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend and Adopt Several NASDAQ Rules to Reflect Changes to Rules of the Financial Industry Regulatory Authority (FINRA) ("Release No. 34-68389; File No. SR-NASDAQ-2012-122; December 10, 2012"); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS (Release No. 34-68394; File No. SR-BX-2012-073; December 10, 2012); see also Exhibit 5
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule (Release No. 34-68392; File No. SR-NSX-2012-24; December 10, 2012)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule ("Release No. 34-68391; File No. SR-NSX-2012-25; December 10, 2012")
   
• NYSE Arca: Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order (Release No. 34-68385; File No. SR-NYSEArca-2012-133; December 7, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC ("NOS") to Cancel Options Orders when a Technical or System Issue Occurs and to Describe the Operation of an Error Account for NOS (Release No. 34-68393; File No. SR-Phlx-2012-134; December 10, 2012); see also Exhibit 5