What's New on the SEC Website
December 7, 2012

Press Releases

• SEC Charges Prominent Entrepreneur in Miami-Based Scheme (Press Release No. 2012-258)
   
• SEC Charges Florida-Based Lawyer with Forging Attorney Opinion Letters for Microcap Stocks (Press Release No. 2012-257)

Administrative Proceedings

• David R. Smith (Release Nos. 33-9373, 34-68373, IC-30294; File No. 3-15125; December 6, 2012)
   
• David F. Bandimere and John O. Young ("Release Nos. 33-9372, 34-68372, IC-30293, IA-3511; File No. 3-15124; December 6, 2012")

Litigation Releases

• Eric Todd Seiden and Kamal Abdallah (Release No. LR-22564)
   
• InnoVida Holdings LLC, Claudio Osorio and Craig Toll (Release No. LR-22563)
   
• Guy M. Jean-Pierre a/k/a Marcelo Dominguez de Guerra (Release No. LR-22562)

Division of Investment Management No-Action Letters

• Moratorium Lift (December 6, 2012)

Other Commission Orders, Notices, and Information

• Amendment No. 1 to Form 1 Application (November 30, 2012); see also Release No. 34-68341 and Form 1 Application and Exhibits

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68360; File No. SR-CBOE-2012-115; December 5, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Establish the Market Quality Program (Release No. 34-68378; File No. SR-NASDAQ-2012-043; December 6, 2012)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner In Which New York Stock Exchange LLC Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by the Exchange on November 12, 2012 (Release No. 34-68377; File No. SR-NYSE-2012-72; December 6, 2012)
   
• OCC: Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares to Accommodate the Trading of Mini Options ("Release No. 34-68368; File No. SR-ODD-2012-02; December 6, 2012")
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders (Release No. 34-68376; File No. SR-Phlx-2012-139; December 6, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options (Release No. 34-68375; File No. SR-Phlx-2012-135; December 6, 2012); see also Exhibit 5