What's New on the SEC Website
December 3, 2012

Press Releases

• SEC Staff to Host Decimalization Roundtable (Press Release No. 2012-250)
   
• SEC Charges China Affiliates of Big Four Accounting Firms with Violating U.S. Securities Laws in Refusing to Produce Documents (Press Release No. 2012-249)

Speeches and Public Statements

• Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments, by Paul A. Beswick, on December 3, 2012
   
• Capital Formation from the Investor's Perspective, by Commissioner Luis Aguilar, on December 3, 2012
   
• Remarks Before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - Audit Policy and Current Auditing and Internal Control Matters, Brian T. Croteau, on December 3, 2012

Administrative Proceedings

• BDO China Dahua CPA Co., Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited (Release Nos. 34-68335, AAER-3426; File No. 3-15116)
   
• Arnett L. Waters (Release Nos. 34-68334, IA-3509; File No. 3-15115)
   
• China Voice Holding Corp., et al. (Release No. 34-68333; File No. 3-15076)
   
• Castle Hill Associates, Inc., et al. (Release No. 34-68332; File No. 3-15088)

Stop Orders

• Caribbean Pacific Marketing, Inc. (Release No. 33-9371; File No. 3-15083)

Litigation Releases

• Timothy S. Durham, et al. (Release No. LR-22557)
   
• Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P. (Release No. LR-22556)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Availability of Risk Management Tools (Release No. 34-68330; File No. SR-BATS-2012-045; November 30, 2012)
   
• BOX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years (Release No. 34-68326; File No. SR-BOX-2012-018; November 30, 2012); see also Exhibit 5
   
• BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Availability of Risk Management Tools (Release No. 34-68329; File No. SR-BYX-2012-022; November 30, 2012)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy (Release No. 34-68325; File No. SR-FINRA-2012-051; November 30, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Gateway Fees (Release No. 34-68324; File No. SR-ISE-2012-89; November 30, 2012); see also Exhibit 5
   
• MSRB: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of the Requirement to Report the Contractual Dollar Prices at which Transactions were Executed for Inter-Dealer Transactions (Release No. 34-68328; File No. SR-MSRB-2012-10; November 30, 2012)