What's New on the SEC Website
November 29, 2012

Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters

• Options Clearing Corporation

Office of International Affairs

• SEC-CNBV Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities (October 25, 2012)

Office of Investor Education and Advocacy

• Updated Investor Alert: SEC Warns of Government Impersonators

Administrative Proceedings

• Angelo A. Alleca (Release Nos. 34-68323, IA-3507; File No. 3-15112)
   
• China Wesen Recycling Technology, Inc., et al. (Release No. 34-68321; File No. 3-15111)
   
• Encore Clean Energy, Inc., et al. (Release No. 34-68315; File No. 3-15110)

Litigation Releases

• John H. Pamplin, Jr. (Release No. LR-22550)
   
• Thomas C. Conradt, et al. (Release No. LR-22549)
   
• Resources Planning Group, Inc., et al. (Release No. LR-22548)

Trading Suspensions

• Encore Clean Energy, Inc., et al. (Release No. 34-68316)
  See also Order

Press Releases

• SEC Names Todd K. Scharf as Chief Information Security Officer and Associate Director in Its Office of Information Technology (Release No. 2012-246)
   
• SEC Charges Two Brokers with Insider Trading Ahead of IBM-SPSS Merger for $1 Million Profit (Release No. 2012-245)
   
• SEC Charges Chicago-Based Investment Adviser With Defrauding Investors In Failing Private Equity Fund (Release No. 2012-244)

Investment Company Act Notices and Orders

• Arden Investment Series Trust and Arden Asset Management LLC (Release No. IC-30283; File No. 812-14062; November 28, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 (Release No. 34-68313; File Nos. SR-BATS-2012-039, SR-BX-2012-063, SR-CBOE-2012-094, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48; November 28, 2012)
   
• CHX: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 (Release No. 34-68311; File No. SR-CHX-2012-13; November 28, 2012)
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 15.1(a) and (c) (Release No. 34-68310; File No. SR-EDGX-2012-47; November 28, 2012); see also Exhibit 5
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available a New Market Data Offering (Release No. 34-68314; File No. SR-ISE-2012-75; November 28, 2012)
   
• NSX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Order Type Called the Double Play Order (Release No. 34-68317; File No. SR-NSX-2012-22; November 29, 2012); see also Exhibit 5
   
• NSX: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 (Release No. 34-68312; File No. SR-NSX-2012-15; November 28, 2012)
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules to Delete Obsolete and Out-Dated Rules. (Release No. 34-68306; File No. SR-NYSEMKT-2012-68; November 28, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Moving the Rule Text that Provides for Pegging on the Exchange from Supplementary Material .26 of Rule 70 -Equities to Rule 13- Equities and Amending Such Text to (i) Permit Designated Market Maker Interest To Be Set as Pegging Interest; (ii) Change References from National Best Bid, National Best Offer and National Best Bid or Offer to Best Protected Bid, Best Protected Offer and Best Protected Bid or Offer, Respectively; (iii) Permit Pegging Interest to Peg to the Opposite Side of the Market; and (iv) Provide for An Offset Value to be Specified for Pegging Interest (Release No. 34-68305; File No. SR-NYSEMKT-2012-67; November 28, 2012); see also Exhibit 5
   
• OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources (Release No. 34-68308; File No. SR-OCC-2012-21; November 28, 2012)