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What's New on the SEC Website
November 27, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
ALJ Orders
- Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. Mcdonald, and Douglas G. Frederick (File No. AP-732; File No. 3-14720)
Litigation
Administrative Proceedings
- Morgan Stanley & Co. Incorporated (Release No. 34-68299; File No. 3-12631)
- Edelweiss Financial Services Limited (Release No. 34-68298; File No. 3-15108)
- JM Financial Institutional Securities Private Limited (Release No. 34-68297; File No. 3-15107)
- Motilal Oswal Securities Limited (Release No. 34-68296; File No. 3-15106)
- Ambit Capital Pvt. Ltd. (Release No. 34-68295; File No. 3-15105)
- Vision Twenty One, Inc. (Release No. 34-68292; File No. 3-15008)
- Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. (Release No. 34-68291; File No. 3-15073)
Litigation Releases
News and Public Statements
Regulatory Actions
Proposed Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/2012/wn112712.shtml
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