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What's New on the SEC Website
November 23, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- BlackRock Diversified Income Strategies Fund, Inc. (Release No. IC-30277, File No. 811-21637; November 20, 2012)
- BlackRock Floating Rate Income Strategies Fund II, Inc. (Release No. IC-30276, File No. 811-21464; November 20, 2012)
- Pearl Mutual Funds (Release No. IC-30275, File No. 811-10261; November 20, 2012)
- Dreyfus Cash Management Plus Inc. (Release No. IC-30274, File No. 811-5295; November 20, 2012)
- BlackRock Investment Quality Municipal Income Trust (Release No. IC-30273, File No. 811-7666 ; November 20, 2012)
- Acadia Mutual Funds (Release No. IC-30272, File No. 811-22341; November 20, 2012)
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change with Respect to INAV Pegged Orders for ETFs (Release No. 34-68279; File No. SR-NASDAQ-2012-117; November 21, 2012)
- NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Operation of the Exchange's Depth-of-Book Feed ("Release No. 34-68281; File No. SR-NSX-2012-23; November 21, 2012")
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to Specify Pricing that is Currently Applicable to Certain Executions on the Exchange, but That Is Not Currently Included in the Price List (Release No. 34-68283; File No. SR-NYSE-2012-45; November 21, 2012); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1)(ii) to Delete the Requirement that the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. (Release No. 34-68282; File No. SR-NYSE-2012-63; November 21, 2012); see also Exhibit 5
- NYSE: Notice of Filing of Proposed Rule Change Amending the Listed Company Manual Section 204.00 to Create a Uniform Method for a Company to Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and to Make Conforming Changes (Release No. 34-68276; File No. SR-NYSE-2012-54; November 20, 2012); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products (Release No. 34-68280; File No. SR-NYSEArca-2012-127; November 21, 2012); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2012/wn112312.shtml
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