What's New on the SEC Website
November 13, 2012

Small Business Compliance Guides

• Disclosure of Payments By Resource Extraction Issuers: A Compliance Guide for Small Entities and Others

Commission Opinions and Orders

• Jilaine H. Bauer, Esq. (Release No. 34-68214; File No. 3-15020)

Investment Company Act Notices and Orders

• Highland Associates, Inc. and Financial Investors Trust (Release No. IC-30259; File No. 812-14006; November 9, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-68204; File No. SR-BATS-2012-043; November 9, 2012); see also Exhibit 5
   
• CME: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations (Release No. 34-68207; File No. SR-CME-2012-43; November 9, 2012)
   
• NASDAQ: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Establish "Benchmark Orders" under NASDAQ Rule 4751(f) (Release No. 34-68199; File No. SR-NASDAQ-2012-059; November 9, 2012)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68187; File No. SR-NASDAQ-2012-125; November 8, 2012); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees (Release No. 34-68188; File No. SR-BX-2012-071; November 8, 2012); see also Exhibit 5
   
• NSX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee and Rebate Schedule (Release No. 34-68206; File No. SR-NSX-2012-18; November 9, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program in Rule 1059 (Release No. 34-68201; File No. SR-Phlx-2012-131; November 9, 2012)