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What's New on the SEC Website
November 7, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
ALJ Initial Decisions
- John Jantzen (Release No. ID-472; File No. 3-14880; November 6, 2012)
Litigation
Administrative Proceedings
Litigation Releases
News and Public Statements
Commission Open Meetings
Press Releases
Regulatory Actions
Investment Company Act Notices and Orders
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX (Release No. 34-68149; File Nos. SR-BOX-2012-017; November 5, 2012); see also Exhibit 5
- CBOE: Order Granting Approval of Proposed Rule Change to Amend Rule 17.2 Regarding Requests for Data Related to Exchange Reviews (Release No. 34-68171; File Nos. SR-CBOE-2012-087; November 6, 2012)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68169; File Nos. SR-CBOE-2012-105; November 6, 2012)
- CBOE: Order Granting Approval of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years ("Release No. 34-68164; File Nos. SR-CBOE-2012-071; November 6, 2012")
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-68163; File Nos. SR-CBOE-2012-098; November 6, 2012); see also Exhibit 5
- EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-68168; File Nos. SR-EDGA-2012-46; November 6, 2012); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-68166; File Nos. SR-EDGX-2012-46; November 6, 2012); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of Those Aspects of Rules 36.20, 36.21, and 36.30 That Would Not Permit Designated Market Makers and Floor Brokers to Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service is Fully Restored or Friday, November 9, 2012 (Release No. 34-68161; File Nos. SR-NYSE-2012-61; November 5, 2012)
- NYSE Arca: Notice of Filing of Proposed Rule Change to List and Trade Shares of the United States Asian Commodities Basket Fund under NYSE Arca Equities Rule 8.200 (Release No. 34-68173; File Nos. SR-NYSEArca-2012-120; November 6, 2012)
- NYSE Arca: Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II under NYSE Arca Equities Rule 8.200 (Release No. 34-68165; File Nos. SR-NYSEArca-2012-102; November 6, 2012)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of Those Aspects of Rules 36.20 - Equities, 36.21 - Equities, and 36.30 - Equities That Would Not Permit Designated Market Makers and Floor Brokers to Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service is Fully Restored or Friday, November 9, 2012 (Release No. 34-68162; File Nos. SR-NYSEMKT-2012-62; November 5, 2012)
http://www.sec.gov/news/whatsnew/2012/wn110712.shtml
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