What's New on the SEC Website
November 5, 2012

Press Releases

• SEC Announces Assistance to Filers Affected by Hurricane Sandy (Press Release No. 2012-220)

Speeches and Public Statements

• Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products, by Norm Champ, Director, Division of Investment Management, on November 1, 2012

Investment Company Act Notices and Orders

• Arden Investment Series Trust and Arden Asset Management LLC (Notice) (Release No. IC-30255; File No. 812-14062; November 2, 2012)

Other Commission Orders, Notices, and Information

• Order Granting Registration of HR Ratings de Mxico, S.A. de C.V. as a Nationally Recognized Statistical Rating Organization (Release No. 34-68160)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BOX: Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation (Release No. 34-68141; File No. SR-BOX-2012-016; November 2, 1012); see also Exhibit 5
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot (Release No. 34-68145; File Nos. SR-CBOE-2012-102; November 2, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CBSX Rule 53.24 (Release No. 34-68144; File No. SR-CBOE-2012-103; November 2, 2012)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees on the New York Block Exchange (Release No. 34-68146; File No. SR-NYSE-2012-59; November 2, 2012)
   
• NYSE: Order Granting Approval of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual, Which Describes Certain Complimentary Products and Services that are Offered to Certain Issuers (Release No. 34-68143; File Nos. SR-NYSE-2012-44; November 2, 2012)
   
• OCC: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (Release No. 34-68148; File Nos. SR-OCC-2012-17; November 2, 2012)
   
• OCC: Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (Release No. 34-68147; File Nos. SR-OCC-2012-17; November 2, 2012)